| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6175.37 |
Day 57 |
Yes |
471.37 |
7-30 Days |
S-6-Q |
7267.11 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24987.02 |
Day 57 |
No |
2321.50 |
91-180 Days |
S-7-Q |
21472.25 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40112.71 |
Day 57 |
No |
3468.68 |
91-180 Days |
E-1-Q |
43402.65 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
34030.98 |
Day 57 |
No |
1068.89 |
91-180 Days |
E-2-Q |
32725.54 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29926.77 |
Day 57 |
No |
1136.73 |
31-90 Days |
IG-1-Q |
29601.23 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
4724.27 |
Day 57 |
No |
53.18 |
<7 Days |
IG-2-Q |
5075.78 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13358.86 |
Day 57 |
No |
516.91 |
31-90 Days |
C-1 |
14178.22 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
9422.29 |
Day 57 |
Yes |
606.80 |
7-30 Days |
CB-4 |
9584.77 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2751.25 |
Day 57 |
Yes |
161.92 |
31-90 Days |
E-10 |
2983.33 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29625.10 |
Day 57 |
No |
603.80 |
31-90 Days |
E-3 |
27075.01 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13032.89 |
Day 57 |
Yes |
621.58 |
<7 Days |
E-4 |
12929.93 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13958.30 |
Day 57 |
No |
1296.29 |
31-90 Days |
E-5 |
14888.58 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
5080.08 |
Day 57 |
No |
38.30 |
7-30 Days |
E-6 |
5940.22 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19101.94 |
Day 57 |
Yes |
1465.53 |
7-30 Days |
E-7 |
21007.96 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6499.14 |
Day 57 |
No |
432.34 |
91-180 Days |
E-8 |
5404.86 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7270.14 |
Day 57 |
Yes |
168.78 |
91-180 Days |
E-9 |
8549.39 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8875.65 |
Day 57 |
Yes |
454.42 |
7-30 Days |
G-4 |
8495.64 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
20198.34 |
Day 57 |
No |
1282.10 |
<7 Days |
IG-3 |
20457.79 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12910.71 |
Day 57 |
Yes |
56.31 |
91-180 Days |
IG-4 |
11602.81 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6441.07 |
Day 57 |
Yes |
297.30 |
31-90 Days |
IG-5 |
5401.33 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37697.47 |
Day 57 |
No |
1027.69 |
31-90 Days |
IG-6 |
41613.80 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21139.70 |
Day 57 |
Yes |
148.44 |
91-180 Days |
IG-7 |
19623.98 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
1120.88 |
Day 57 |
Yes |
14.30 |
91-180 Days |
IG-8 |
953.54 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
41151.18 |
Day 57 |
No |
1049.14 |
<7 Days |
L-1 |
43883.38 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
27954.21 |
Day 57 |
Yes |
220.43 |
<7 Days |
L-10 |
31054.57 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |