| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22061.04 |
Day 56 |
No |
750.67 |
7-30 Days |
IG-2 |
24450.87 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30296.81 |
Day 56 |
No |
1770.46 |
31-90 Days |
S-1 |
25134.39 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8881.82 |
Day 56 |
Yes |
567.08 |
7-30 Days |
S-2 |
7109.76 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
44131.66 |
Day 56 |
No |
893.29 |
7-30 Days |
S-3 |
43174.50 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32302.32 |
Day 56 |
Yes |
2473.71 |
31-90 Days |
S-4 |
32368.62 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
20145.45 |
Day 56 |
Yes |
1310.60 |
7-30 Days |
S-5 |
23652.07 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
16819.82 |
Day 56 |
No |
166.30 |
<7 Days |
S-6 |
19683.64 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38364.18 |
Day 56 |
No |
1064.89 |
7-30 Days |
S-7 |
38690.24 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26476.81 |
Day 57 |
No |
2412.13 |
91-180 Days |
A-0-Q |
22742.21 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
5640.65 |
Day 57 |
No |
355.11 |
<7 Days |
A-1-Q |
4952.00 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43248.59 |
Day 57 |
Yes |
2320.91 |
7-30 Days |
A-2-Q |
44687.42 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6621.86 |
Day 57 |
No |
494.41 |
<7 Days |
A-3-Q |
7158.53 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
21221.97 |
Day 57 |
No |
690.47 |
<7 Days |
A-4-Q |
21725.85 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13080.14 |
Day 57 |
Yes |
313.47 |
<7 Days |
A-5-Q |
13489.05 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3790.54 |
Day 57 |
Yes |
100.73 |
91-180 Days |
CB-1-Q |
3392.08 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33292.65 |
Day 57 |
Yes |
214.43 |
31-90 Days |
CB-2-Q |
31534.31 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41322.37 |
Day 57 |
Yes |
2514.48 |
91-180 Days |
S-1-Q |
46681.45 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
16602.21 |
Day 57 |
Yes |
1173.05 |
91-180 Days |
S-2-Q |
18393.83 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39941.53 |
Day 57 |
Yes |
995.75 |
31-90 Days |
S-3-Q |
41382.44 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39985.28 |
Day 57 |
Yes |
3951.38 |
31-90 Days |
S-4-Q |
41182.04 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37833.35 |
Day 57 |
No |
2591.29 |
91-180 Days |
CB-3-Q |
39044.43 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
34780.42 |
Day 57 |
No |
555.13 |
91-180 Days |
G-1-Q |
37716.19 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
38858.47 |
Day 57 |
Yes |
2473.72 |
7-30 Days |
G-2-Q |
46160.90 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
35168.57 |
Day 57 |
No |
3164.40 |
<7 Days |
G-3-Q |
40614.79 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
40306.03 |
Day 57 |
Yes |
1261.03 |
31-90 Days |
S-5-Q |
41443.13 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |