| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43152.84 |
Day 50 |
No |
3230.55 |
7-30 Days |
G-3-Q |
35260.72 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
7186.40 |
Day 50 |
No |
295.57 |
7-30 Days |
S-5-Q |
6313.25 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41227.24 |
Day 50 |
No |
943.64 |
7-30 Days |
S-6-Q |
41210.51 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
2749.18 |
Day 50 |
Yes |
246.59 |
91-180 Days |
S-7-Q |
2588.65 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7417.39 |
Day 50 |
Yes |
134.94 |
91-180 Days |
E-1-Q |
8313.44 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
36735.32 |
Day 50 |
No |
1307.94 |
91-180 Days |
E-2-Q |
32909.28 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39266.36 |
Day 50 |
Yes |
2039.07 |
<7 Days |
IG-1-Q |
44165.61 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33849.97 |
Day 50 |
No |
1297.47 |
91-180 Days |
IG-2-Q |
39232.06 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
1195.03 |
Day 50 |
No |
1.96 |
<7 Days |
C-1 |
1248.84 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42381.10 |
Day 50 |
No |
3254.37 |
<7 Days |
CB-4 |
34268.65 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11527.27 |
Day 50 |
Yes |
469.37 |
7-30 Days |
E-10 |
12234.88 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37527.40 |
Day 50 |
Yes |
2274.50 |
7-30 Days |
E-3 |
38022.75 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39128.32 |
Day 50 |
No |
2230.17 |
<7 Days |
E-4 |
44900.82 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
10992.69 |
Day 50 |
Yes |
397.65 |
31-90 Days |
E-5 |
10845.02 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6280.07 |
Day 50 |
No |
480.53 |
91-180 Days |
E-6 |
6063.72 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
12999.87 |
Day 50 |
No |
902.30 |
91-180 Days |
E-7 |
13970.27 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29689.55 |
Day 50 |
No |
2553.44 |
31-90 Days |
E-8 |
25425.82 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41222.97 |
Day 50 |
No |
2349.48 |
7-30 Days |
E-9 |
42421.06 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
8709.00 |
Day 50 |
No |
466.00 |
<7 Days |
G-4 |
7193.83 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
672.20 |
Day 50 |
No |
51.45 |
91-180 Days |
IG-3 |
619.69 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
26177.06 |
Day 50 |
No |
623.12 |
<7 Days |
IG-4 |
22838.70 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8327.62 |
Day 50 |
Yes |
616.82 |
<7 Days |
IG-5 |
6687.84 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
34064.14 |
Day 50 |
Yes |
2890.15 |
<7 Days |
IG-6 |
31503.03 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
25222.01 |
Day 50 |
No |
1197.57 |
31-90 Days |
IG-7 |
22532.69 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
35558.04 |
Day 50 |
No |
345.80 |
31-90 Days |
IG-8 |
28957.09 |
Full |
No |
|
Treasury |