| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39697.70 |
Day 49 |
No |
1692.55 |
<7 Days |
G-3 |
44712.36 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
2288.31 |
Day 49 |
Yes |
204.66 |
<7 Days |
IG-1 |
2154.33 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
27955.63 |
Day 49 |
No |
2521.88 |
91-180 Days |
IG-2 |
32947.90 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
9591.33 |
Day 49 |
No |
401.16 |
91-180 Days |
S-1 |
9285.21 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
25116.05 |
Day 49 |
No |
902.87 |
<7 Days |
S-2 |
29973.96 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38884.20 |
Day 49 |
No |
927.29 |
<7 Days |
S-3 |
36075.09 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
25402.34 |
Day 49 |
Yes |
834.58 |
31-90 Days |
S-4 |
29412.69 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2224.94 |
Day 49 |
Yes |
37.22 |
7-30 Days |
S-5 |
2102.19 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43624.36 |
Day 49 |
Yes |
1229.43 |
91-180 Days |
S-6 |
48903.21 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29409.79 |
Day 49 |
No |
12.56 |
7-30 Days |
S-7 |
26003.74 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
27245.87 |
Day 50 |
No |
2320.47 |
31-90 Days |
A-0-Q |
24723.42 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38985.24 |
Day 50 |
No |
495.46 |
91-180 Days |
A-1-Q |
44676.03 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41690.44 |
Day 50 |
No |
2708.20 |
91-180 Days |
A-2-Q |
44999.77 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10019.07 |
Day 50 |
No |
130.64 |
<7 Days |
A-3-Q |
10417.28 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4813.26 |
Day 50 |
Yes |
191.19 |
<7 Days |
A-4-Q |
4237.88 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10946.32 |
Day 50 |
No |
935.22 |
91-180 Days |
A-5-Q |
11091.25 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3224.16 |
Day 50 |
Yes |
257.48 |
7-30 Days |
CB-1-Q |
2970.81 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24157.31 |
Day 50 |
No |
232.63 |
31-90 Days |
CB-2-Q |
26119.66 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6620.82 |
Day 50 |
Yes |
259.80 |
31-90 Days |
S-1-Q |
5361.24 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
31957.30 |
Day 50 |
Yes |
240.59 |
<7 Days |
S-2-Q |
37224.99 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30534.40 |
Day 50 |
Yes |
2703.55 |
91-180 Days |
S-3-Q |
24971.17 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4596.29 |
Day 50 |
No |
57.48 |
31-90 Days |
S-4-Q |
4953.00 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
7044.78 |
Day 50 |
No |
696.98 |
<7 Days |
CB-3-Q |
7028.34 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
43375.12 |
Day 50 |
No |
33.93 |
91-180 Days |
G-1-Q |
39762.43 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40016.63 |
Day 50 |
No |
138.15 |
7-30 Days |
G-2-Q |
38371.29 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |