| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23025.41 |
Day 49 |
Yes |
1005.04 |
91-180 Days |
A-4-Q |
18713.37 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
16657.37 |
Day 49 |
Yes |
46.22 |
7-30 Days |
A-5-Q |
18918.07 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14353.42 |
Day 49 |
No |
340.15 |
<7 Days |
CB-1-Q |
13274.38 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37476.69 |
Day 49 |
Yes |
2605.97 |
7-30 Days |
CB-2-Q |
44909.47 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24401.88 |
Day 49 |
Yes |
575.99 |
31-90 Days |
S-1-Q |
27237.72 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2804.12 |
Day 49 |
Yes |
248.11 |
91-180 Days |
S-2-Q |
3245.48 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42880.09 |
Day 49 |
No |
15.39 |
<7 Days |
S-3-Q |
34491.84 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29476.15 |
Day 49 |
Yes |
2383.85 |
7-30 Days |
S-4-Q |
31546.60 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
15068.78 |
Day 49 |
No |
684.52 |
31-90 Days |
CB-3-Q |
12306.60 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39368.43 |
Day 49 |
Yes |
1760.50 |
7-30 Days |
G-1-Q |
34077.79 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33145.09 |
Day 49 |
Yes |
93.26 |
7-30 Days |
G-2-Q |
27217.90 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
35205.41 |
Day 49 |
No |
1137.98 |
91-180 Days |
G-3-Q |
38765.44 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24841.10 |
Day 49 |
No |
1573.91 |
7-30 Days |
S-5-Q |
25895.06 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
5120.34 |
Day 49 |
No |
481.88 |
<7 Days |
S-6-Q |
4695.23 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11196.22 |
Day 49 |
No |
471.53 |
7-30 Days |
S-7-Q |
12686.23 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
16372.21 |
Day 49 |
Yes |
1447.43 |
91-180 Days |
E-1-Q |
13173.47 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
31313.44 |
Day 49 |
No |
2629.86 |
<7 Days |
E-2-Q |
25409.52 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41369.21 |
Day 49 |
No |
4019.89 |
7-30 Days |
IG-1-Q |
46303.03 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19944.29 |
Day 49 |
Yes |
1273.43 |
<7 Days |
IG-2-Q |
20193.60 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8749.28 |
Day 49 |
Yes |
863.95 |
91-180 Days |
C-1 |
7326.18 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43480.26 |
Day 49 |
No |
3175.21 |
7-30 Days |
CB-4 |
37765.98 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
21425.79 |
Day 49 |
No |
1560.42 |
31-90 Days |
E-10 |
18402.00 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
16536.93 |
Day 49 |
No |
1213.29 |
7-30 Days |
E-3 |
14436.52 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
5557.55 |
Day 49 |
Yes |
193.68 |
91-180 Days |
E-4 |
5425.30 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14034.25 |
Day 49 |
Yes |
1357.28 |
<7 Days |
E-5 |
16603.56 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |