| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
13747.01 |
Day 48 |
No |
508.28 |
7-30 Days |
L-2 |
11068.45 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
20321.10 |
Day 48 |
No |
1038.85 |
91-180 Days |
L-3 |
19549.20 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24828.91 |
Day 48 |
No |
1630.44 |
31-90 Days |
L-4 |
23030.94 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24694.26 |
Day 48 |
No |
2019.55 |
<7 Days |
L-5 |
26804.26 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6695.50 |
Day 48 |
No |
212.94 |
<7 Days |
L-6 |
7847.85 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19086.47 |
Day 48 |
Yes |
697.77 |
7-30 Days |
L-7 |
17237.31 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33812.14 |
Day 48 |
No |
1574.16 |
91-180 Days |
L-8 |
39004.86 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33801.08 |
Day 48 |
Yes |
1133.34 |
31-90 Days |
L-9 |
39954.96 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
26493.13 |
Day 48 |
No |
819.94 |
31-90 Days |
LC-1 |
21459.29 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4219.81 |
Day 48 |
Yes |
157.46 |
31-90 Days |
LC-2 |
3513.12 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10294.25 |
Day 48 |
No |
407.52 |
31-90 Days |
N-1 |
9677.76 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32500.47 |
Day 48 |
Yes |
375.80 |
91-180 Days |
N-2 |
36027.15 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
20287.17 |
Day 48 |
Yes |
1994.10 |
7-30 Days |
N-3 |
20884.69 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
35543.41 |
Day 48 |
Yes |
1427.33 |
31-90 Days |
N-4 |
37182.89 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
14257.44 |
Day 48 |
No |
1077.94 |
7-30 Days |
N-5 |
16478.40 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41130.32 |
Day 48 |
Yes |
4024.16 |
<7 Days |
N-6 |
48007.62 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8762.77 |
Day 48 |
No |
252.04 |
<7 Days |
N-7 |
7980.55 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
1405.52 |
Day 48 |
Yes |
130.24 |
7-30 Days |
P-1 |
1240.19 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
14045.60 |
Day 48 |
No |
366.34 |
91-180 Days |
P-2 |
12596.02 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
15317.64 |
Day 48 |
No |
486.72 |
31-90 Days |
S-8 |
16635.59 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39226.84 |
Day 48 |
No |
1750.74 |
7-30 Days |
Y-1 |
42882.23 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23656.94 |
Day 48 |
No |
2147.52 |
31-90 Days |
Y-2 |
25540.57 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2139.82 |
Day 48 |
No |
197.72 |
31-90 Days |
Y-3 |
2165.57 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30438.66 |
Day 48 |
No |
1609.76 |
<7 Days |
Y-4 |
33388.51 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
35726.91 |
Day 48 |
Yes |
1252.85 |
31-90 Days |
Z-1 |
33547.63 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |