| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
36593.91 |
Day 41 |
No |
1410.44 |
<7 Days |
L-10 |
43302.87 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
43440.10 |
Day 41 |
Yes |
1415.43 |
91-180 Days |
L-11 |
51103.46 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
26103.32 |
Day 41 |
Yes |
2295.26 |
31-90 Days |
L-2 |
27444.15 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15439.04 |
Day 41 |
Yes |
1398.65 |
7-30 Days |
L-3 |
12465.37 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
15145.70 |
Day 41 |
Yes |
1138.69 |
<7 Days |
L-4 |
14667.88 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33185.32 |
Day 41 |
Yes |
2956.52 |
7-30 Days |
L-5 |
39055.48 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
28125.93 |
Day 41 |
Yes |
2494.76 |
91-180 Days |
L-6 |
29434.45 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33098.81 |
Day 41 |
No |
3057.49 |
91-180 Days |
L-7 |
29549.43 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
79.44 |
Day 41 |
No |
7.54 |
31-90 Days |
L-8 |
81.05 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37320.93 |
Day 41 |
No |
814.31 |
31-90 Days |
L-9 |
38459.12 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12631.12 |
Day 41 |
Yes |
1041.58 |
7-30 Days |
LC-1 |
15044.40 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7003.56 |
Day 41 |
No |
551.67 |
91-180 Days |
LC-2 |
7276.87 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
41725.33 |
Day 41 |
No |
2596.10 |
<7 Days |
N-1 |
36320.55 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37309.07 |
Day 41 |
Yes |
1951.57 |
91-180 Days |
N-2 |
43572.33 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41299.51 |
Day 41 |
No |
3131.44 |
31-90 Days |
N-3 |
36361.08 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39900.77 |
Day 41 |
Yes |
320.74 |
<7 Days |
N-4 |
38640.42 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3616.45 |
Day 41 |
No |
191.84 |
<7 Days |
N-5 |
3613.29 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6281.23 |
Day 41 |
No |
626.92 |
31-90 Days |
N-6 |
5446.96 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
28149.88 |
Day 41 |
No |
1020.35 |
<7 Days |
N-7 |
31606.38 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13415.16 |
Day 41 |
No |
681.44 |
31-90 Days |
P-1 |
11320.31 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23294.14 |
Day 41 |
No |
578.00 |
7-30 Days |
P-2 |
27499.39 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32998.71 |
Day 41 |
No |
1282.03 |
7-30 Days |
S-8 |
26794.77 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
15243.95 |
Day 41 |
Yes |
1182.57 |
<7 Days |
Y-1 |
14005.13 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
20273.07 |
Day 41 |
No |
1657.35 |
<7 Days |
Y-2 |
22785.22 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
26434.33 |
Day 41 |
No |
946.52 |
7-30 Days |
Y-3 |
29592.01 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |