| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4464.91 |
Day 41 |
No |
175.27 |
7-30 Days |
S-5-Q |
4006.04 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24166.80 |
Day 41 |
No |
2268.54 |
<7 Days |
S-6-Q |
27696.84 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7049.74 |
Day 41 |
No |
179.71 |
31-90 Days |
S-7-Q |
6852.34 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
17793.17 |
Day 41 |
Yes |
826.36 |
91-180 Days |
E-1-Q |
14506.04 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
27587.80 |
Day 41 |
Yes |
1774.01 |
7-30 Days |
E-2-Q |
28419.55 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29613.08 |
Day 41 |
No |
270.05 |
31-90 Days |
IG-1-Q |
29807.03 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
34224.08 |
Day 41 |
No |
1121.04 |
7-30 Days |
IG-2-Q |
40796.92 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6434.37 |
Day 41 |
No |
490.17 |
91-180 Days |
C-1 |
7343.95 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
13048.89 |
Day 41 |
No |
554.56 |
<7 Days |
CB-4 |
15046.93 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7139.79 |
Day 41 |
Yes |
356.21 |
31-90 Days |
E-10 |
8140.10 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29080.32 |
Day 41 |
Yes |
898.83 |
31-90 Days |
E-3 |
29946.86 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
40053.16 |
Day 41 |
Yes |
1881.62 |
7-30 Days |
E-4 |
33529.30 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
34108.34 |
Day 41 |
Yes |
119.79 |
<7 Days |
E-5 |
39136.51 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
7446.78 |
Day 41 |
Yes |
478.14 |
<7 Days |
E-6 |
7223.74 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
10400.15 |
Day 41 |
Yes |
420.53 |
31-90 Days |
E-7 |
11090.75 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
449.55 |
Day 41 |
Yes |
11.20 |
<7 Days |
E-8 |
482.57 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22592.27 |
Day 41 |
Yes |
906.39 |
31-90 Days |
E-9 |
23259.64 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21481.96 |
Day 41 |
No |
234.83 |
31-90 Days |
G-4 |
19986.69 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
36275.03 |
Day 41 |
Yes |
1453.36 |
91-180 Days |
IG-3 |
41202.79 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29473.25 |
Day 41 |
No |
767.97 |
<7 Days |
IG-4 |
30948.83 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37940.78 |
Day 41 |
Yes |
318.50 |
31-90 Days |
IG-5 |
42680.99 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
1075.50 |
Day 41 |
Yes |
17.18 |
91-180 Days |
IG-6 |
1200.33 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11144.26 |
Day 41 |
No |
993.22 |
91-180 Days |
IG-7 |
12189.59 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
10161.90 |
Day 41 |
No |
948.58 |
<7 Days |
IG-8 |
8259.67 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
42488.57 |
Day 41 |
Yes |
2614.39 |
91-180 Days |
L-1 |
43524.59 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |