| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14359.96 |
Day 40 |
No |
80.17 |
7-30 Days |
E-7 |
13053.57 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
34127.89 |
Day 40 |
Yes |
436.89 |
<7 Days |
E-8 |
33740.64 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39167.53 |
Day 40 |
Yes |
415.35 |
91-180 Days |
E-9 |
32869.16 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15924.59 |
Day 40 |
No |
236.44 |
91-180 Days |
G-4 |
17980.57 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19907.15 |
Day 40 |
Yes |
792.64 |
31-90 Days |
IG-3 |
18546.43 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11079.96 |
Day 40 |
Yes |
545.53 |
91-180 Days |
IG-4 |
11431.65 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
312.26 |
Day 40 |
Yes |
12.70 |
7-30 Days |
IG-5 |
350.42 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17172.56 |
Day 40 |
No |
1518.24 |
7-30 Days |
IG-6 |
17449.59 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29500.49 |
Day 40 |
No |
1358.37 |
7-30 Days |
IG-7 |
34353.26 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33993.76 |
Day 40 |
No |
1705.76 |
7-30 Days |
IG-8 |
32709.57 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
34873.05 |
Day 40 |
Yes |
953.11 |
31-90 Days |
L-1 |
31694.60 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39816.27 |
Day 40 |
No |
3172.10 |
31-90 Days |
L-10 |
43517.81 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
9924.76 |
Day 40 |
Yes |
914.71 |
<7 Days |
L-11 |
11481.64 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3140.00 |
Day 40 |
Yes |
130.09 |
<7 Days |
L-2 |
3294.29 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23553.73 |
Day 40 |
Yes |
271.24 |
91-180 Days |
L-3 |
27677.83 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6448.78 |
Day 40 |
Yes |
609.08 |
91-180 Days |
L-4 |
6296.36 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
9003.93 |
Day 40 |
Yes |
847.04 |
<7 Days |
L-5 |
10330.25 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22024.27 |
Day 40 |
Yes |
2003.31 |
<7 Days |
L-6 |
23493.95 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30456.28 |
Day 40 |
Yes |
134.42 |
7-30 Days |
L-7 |
25952.67 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24471.03 |
Day 40 |
Yes |
2384.17 |
91-180 Days |
L-8 |
20398.56 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12806.38 |
Day 40 |
Yes |
965.01 |
7-30 Days |
L-9 |
11703.12 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8303.64 |
Day 40 |
Yes |
726.29 |
7-30 Days |
LC-1 |
6823.27 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
40249.93 |
Day 40 |
Yes |
3918.01 |
31-90 Days |
LC-2 |
43291.68 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22892.43 |
Day 40 |
Yes |
262.11 |
31-90 Days |
N-1 |
25901.22 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23557.82 |
Day 40 |
Yes |
667.74 |
91-180 Days |
N-2 |
22997.04 |
None |
No |
|
Trading |