| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
700.67 |
Day 40 |
Yes |
64.20 |
91-180 Days |
A-5-Q |
726.53 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
17945.60 |
Day 40 |
No |
983.69 |
31-90 Days |
CB-1-Q |
20767.91 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
27255.41 |
Day 40 |
Yes |
1968.18 |
<7 Days |
CB-2-Q |
32021.28 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
38231.00 |
Day 40 |
No |
3469.06 |
91-180 Days |
S-1-Q |
42251.94 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3705.28 |
Day 40 |
No |
333.43 |
91-180 Days |
S-2-Q |
3294.20 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33906.35 |
Day 40 |
No |
1750.10 |
31-90 Days |
S-3-Q |
40539.96 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
18655.06 |
Day 40 |
No |
1527.75 |
31-90 Days |
S-4-Q |
20777.16 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
34353.06 |
Day 40 |
No |
1335.43 |
91-180 Days |
CB-3-Q |
30456.86 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6616.13 |
Day 40 |
No |
209.60 |
91-180 Days |
G-1-Q |
5377.37 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7633.22 |
Day 40 |
No |
415.95 |
31-90 Days |
G-2-Q |
6830.81 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
8057.99 |
Day 40 |
Yes |
637.33 |
7-30 Days |
G-3-Q |
7644.34 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
18678.76 |
Day 40 |
Yes |
94.28 |
91-180 Days |
S-5-Q |
17934.24 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12131.24 |
Day 40 |
No |
575.55 |
7-30 Days |
S-6-Q |
13006.33 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
35843.75 |
Day 40 |
No |
167.41 |
<7 Days |
S-7-Q |
42243.74 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22753.13 |
Day 40 |
No |
1943.98 |
7-30 Days |
E-1-Q |
18718.13 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15447.92 |
Day 40 |
Yes |
151.58 |
<7 Days |
E-2-Q |
14660.38 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32175.02 |
Day 40 |
Yes |
2345.20 |
31-90 Days |
IG-1-Q |
37020.95 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4111.99 |
Day 40 |
No |
344.99 |
31-90 Days |
IG-2-Q |
4294.65 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21871.03 |
Day 40 |
Yes |
399.12 |
<7 Days |
C-1 |
20570.74 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
36093.09 |
Day 40 |
No |
761.04 |
<7 Days |
CB-4 |
42630.76 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26559.23 |
Day 40 |
Yes |
850.20 |
91-180 Days |
E-10 |
27182.93 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23948.74 |
Day 40 |
Yes |
1837.90 |
7-30 Days |
E-3 |
21557.09 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21929.19 |
Day 40 |
Yes |
1997.56 |
7-30 Days |
E-4 |
18285.76 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
17088.15 |
Day 40 |
Yes |
902.26 |
91-180 Days |
E-5 |
15041.15 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39888.77 |
Day 40 |
Yes |
1243.93 |
91-180 Days |
E-6 |
40875.83 |
None |
No |
|
Capital Markets |