| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37699.37 |
Day 36 |
Yes |
3124.06 |
31-90 Days |
IG-5 |
37152.73 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24902.89 |
Day 36 |
Yes |
2403.43 |
31-90 Days |
IG-6 |
21544.65 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17340.84 |
Day 36 |
Yes |
238.53 |
<7 Days |
IG-7 |
20732.10 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
12364.12 |
Day 36 |
Yes |
12.36 |
91-180 Days |
IG-8 |
13633.49 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22190.17 |
Day 36 |
No |
765.90 |
91-180 Days |
L-1 |
19059.46 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43073.38 |
Day 36 |
No |
812.77 |
7-30 Days |
L-10 |
42075.46 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
25126.77 |
Day 36 |
No |
2410.38 |
31-90 Days |
L-11 |
21277.19 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
18166.87 |
Day 36 |
No |
1127.73 |
7-30 Days |
L-2 |
14700.34 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4613.97 |
Day 36 |
Yes |
36.98 |
<7 Days |
L-3 |
4823.29 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
34535.34 |
Day 36 |
No |
1956.45 |
7-30 Days |
L-4 |
32079.67 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
21668.90 |
Day 36 |
No |
454.46 |
<7 Days |
L-5 |
21826.36 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37142.99 |
Day 36 |
No |
3380.33 |
91-180 Days |
L-6 |
35427.45 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39967.99 |
Day 36 |
No |
3563.53 |
<7 Days |
L-7 |
34864.59 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7042.52 |
Day 36 |
No |
584.36 |
<7 Days |
L-8 |
8243.77 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
18750.10 |
Day 36 |
No |
1608.87 |
91-180 Days |
L-9 |
15959.38 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19436.22 |
Day 36 |
No |
1913.73 |
31-90 Days |
LC-1 |
22538.85 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29686.08 |
Day 36 |
Yes |
2902.56 |
31-90 Days |
LC-2 |
26094.91 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19849.15 |
Day 36 |
No |
15.82 |
31-90 Days |
N-1 |
21798.45 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
28404.52 |
Day 36 |
Yes |
420.50 |
<7 Days |
N-2 |
23875.79 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12865.57 |
Day 36 |
Yes |
778.26 |
91-180 Days |
N-3 |
10319.67 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39561.12 |
Day 36 |
No |
1699.85 |
<7 Days |
N-4 |
40668.28 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
4370.94 |
Day 36 |
Yes |
303.42 |
91-180 Days |
N-5 |
3662.99 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22395.19 |
Day 36 |
Yes |
209.53 |
91-180 Days |
N-6 |
24927.78 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3722.32 |
Day 36 |
No |
183.62 |
7-30 Days |
N-7 |
4455.42 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29242.51 |
Day 36 |
No |
1515.57 |
31-90 Days |
P-1 |
34379.14 |
None |
No |
|
Trading |