| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14082.14 |
Day 36 |
No |
897.25 |
<7 Days |
S-4-Q |
12243.51 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4177.62 |
Day 36 |
No |
30.92 |
<7 Days |
CB-3-Q |
3769.86 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
14292.67 |
Day 36 |
Yes |
1315.74 |
91-180 Days |
G-1-Q |
14782.76 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33737.09 |
Day 36 |
No |
2506.46 |
<7 Days |
G-2-Q |
33814.96 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
1393.57 |
Day 36 |
No |
52.07 |
91-180 Days |
G-3-Q |
1586.33 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14796.46 |
Day 36 |
No |
295.53 |
<7 Days |
S-5-Q |
15748.13 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29686.98 |
Day 36 |
No |
1026.23 |
31-90 Days |
S-6-Q |
26686.78 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41343.86 |
Day 36 |
Yes |
3226.24 |
31-90 Days |
S-7-Q |
49131.41 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
2160.44 |
Day 36 |
No |
140.58 |
<7 Days |
E-1-Q |
2484.70 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
44051.87 |
Day 36 |
Yes |
4376.97 |
91-180 Days |
E-2-Q |
40361.69 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29075.01 |
Day 36 |
No |
1313.69 |
91-180 Days |
IG-1-Q |
34145.26 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
43179.73 |
Day 36 |
Yes |
1378.97 |
31-90 Days |
IG-2-Q |
46330.98 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
10430.74 |
Day 36 |
Yes |
982.69 |
7-30 Days |
C-1 |
10632.61 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24890.10 |
Day 36 |
Yes |
736.73 |
31-90 Days |
CB-4 |
24004.32 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
35328.87 |
Day 36 |
Yes |
598.35 |
31-90 Days |
E-10 |
38343.42 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10739.22 |
Day 36 |
No |
190.49 |
91-180 Days |
E-3 |
12274.57 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26507.71 |
Day 36 |
No |
858.58 |
31-90 Days |
E-4 |
23487.94 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41910.72 |
Day 36 |
No |
2558.59 |
7-30 Days |
E-5 |
47310.50 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22719.83 |
Day 36 |
Yes |
599.94 |
31-90 Days |
E-6 |
21333.95 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
27325.40 |
Day 36 |
Yes |
1036.80 |
91-180 Days |
E-7 |
25790.86 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23224.99 |
Day 36 |
No |
1799.61 |
91-180 Days |
E-8 |
19181.44 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
28616.70 |
Day 36 |
No |
2222.45 |
7-30 Days |
E-9 |
34336.24 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
35358.77 |
Day 36 |
No |
2170.77 |
31-90 Days |
G-4 |
34742.29 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23123.16 |
Day 36 |
Yes |
763.40 |
31-90 Days |
IG-3 |
23606.33 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
25697.74 |
Day 36 |
Yes |
1046.79 |
<7 Days |
IG-4 |
26669.05 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |