| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29902.17 |
Day 32 |
No |
1647.22 |
<7 Days |
L-11 |
29767.97 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
9989.72 |
Day 32 |
Yes |
389.68 |
<7 Days |
L-2 |
9518.11 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23004.90 |
Day 32 |
No |
1576.94 |
91-180 Days |
L-3 |
27556.62 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
34017.10 |
Day 32 |
Yes |
1865.66 |
7-30 Days |
L-4 |
28194.76 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
13305.83 |
Day 32 |
Yes |
1267.40 |
7-30 Days |
L-5 |
11734.71 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
28022.76 |
Day 32 |
Yes |
2045.33 |
91-180 Days |
L-6 |
24563.04 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18250.68 |
Day 32 |
Yes |
49.17 |
<7 Days |
L-7 |
18661.74 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8566.63 |
Day 32 |
Yes |
452.29 |
91-180 Days |
L-8 |
9581.29 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21009.66 |
Day 32 |
No |
1676.72 |
31-90 Days |
L-9 |
20171.38 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38738.30 |
Day 32 |
No |
255.96 |
7-30 Days |
LC-1 |
37284.61 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
7529.52 |
Day 32 |
No |
675.16 |
31-90 Days |
LC-2 |
8619.78 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
20614.68 |
Day 32 |
Yes |
225.71 |
31-90 Days |
N-1 |
22721.97 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7103.72 |
Day 32 |
Yes |
274.84 |
31-90 Days |
N-2 |
8314.83 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32227.07 |
Day 32 |
Yes |
2093.57 |
<7 Days |
N-3 |
32247.36 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
12206.05 |
Day 32 |
Yes |
673.06 |
7-30 Days |
N-4 |
13797.67 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
41731.40 |
Day 32 |
Yes |
657.65 |
7-30 Days |
N-5 |
42749.82 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17107.07 |
Day 32 |
No |
1114.93 |
91-180 Days |
N-6 |
14707.06 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
517.55 |
Day 32 |
No |
9.74 |
7-30 Days |
N-7 |
541.19 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
16270.71 |
Day 32 |
Yes |
841.92 |
91-180 Days |
P-1 |
18748.16 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
16831.86 |
Day 32 |
Yes |
1497.00 |
91-180 Days |
P-2 |
15367.05 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14792.46 |
Day 32 |
Yes |
624.21 |
<7 Days |
S-8 |
15158.79 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23422.79 |
Day 32 |
Yes |
428.82 |
7-30 Days |
Y-1 |
24429.29 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
27840.58 |
Day 32 |
No |
2393.25 |
7-30 Days |
Y-2 |
28169.20 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
10350.74 |
Day 32 |
Yes |
39.38 |
7-30 Days |
Y-3 |
10345.65 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
41406.58 |
Day 32 |
Yes |
1773.92 |
91-180 Days |
Y-4 |
36807.89 |
Partial |
No |
|
Treasury |