| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
38684.29 |
Day 32 |
No |
381.06 |
91-180 Days |
S-6-Q |
35192.97 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
42983.05 |
Day 32 |
No |
1709.78 |
91-180 Days |
S-7-Q |
41003.59 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
31272.78 |
Day 32 |
Yes |
668.90 |
<7 Days |
E-1-Q |
33334.00 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8809.54 |
Day 32 |
No |
624.44 |
<7 Days |
E-2-Q |
9254.05 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
38902.08 |
Day 32 |
No |
1652.06 |
91-180 Days |
IG-1-Q |
42251.47 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13353.72 |
Day 32 |
Yes |
851.16 |
31-90 Days |
IG-2-Q |
14436.18 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
8724.50 |
Day 32 |
No |
96.93 |
<7 Days |
C-1 |
8411.71 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
13057.81 |
Day 32 |
No |
411.62 |
<7 Days |
CB-4 |
13523.01 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32336.59 |
Day 32 |
Yes |
2409.85 |
<7 Days |
E-10 |
28603.64 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
20245.00 |
Day 32 |
Yes |
1484.06 |
31-90 Days |
E-3 |
21946.73 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23782.14 |
Day 32 |
No |
1721.94 |
7-30 Days |
E-4 |
19105.58 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
16468.73 |
Day 32 |
Yes |
1268.37 |
91-180 Days |
E-5 |
17396.86 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2032.03 |
Day 32 |
No |
181.44 |
91-180 Days |
E-6 |
2197.03 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
4309.09 |
Day 32 |
Yes |
210.52 |
91-180 Days |
E-7 |
3570.72 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22176.40 |
Day 32 |
Yes |
1880.31 |
91-180 Days |
E-8 |
18837.51 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
35639.09 |
Day 32 |
Yes |
2758.39 |
91-180 Days |
E-9 |
34717.67 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
1015.30 |
Day 32 |
Yes |
101.29 |
7-30 Days |
G-4 |
991.34 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6952.42 |
Day 32 |
Yes |
632.67 |
91-180 Days |
IG-3 |
7016.96 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3489.50 |
Day 32 |
Yes |
243.67 |
31-90 Days |
IG-4 |
3726.41 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3339.77 |
Day 32 |
No |
142.78 |
<7 Days |
IG-5 |
3606.00 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37899.38 |
Day 32 |
No |
2494.27 |
7-30 Days |
IG-6 |
36699.16 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
11424.69 |
Day 32 |
No |
1074.88 |
91-180 Days |
IG-7 |
10600.51 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22575.99 |
Day 32 |
Yes |
1599.65 |
7-30 Days |
IG-8 |
21674.72 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
15914.10 |
Day 32 |
Yes |
904.66 |
91-180 Days |
L-1 |
15295.10 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32871.14 |
Day 32 |
Yes |
1878.18 |
<7 Days |
L-10 |
27326.87 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |