| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29384.23 |
Day 31 |
No |
1117.77 |
91-180 Days |
CB-1-Q |
23545.79 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
20264.56 |
Day 31 |
No |
1426.07 |
7-30 Days |
CB-2-Q |
16591.79 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
27114.62 |
Day 31 |
Yes |
207.98 |
7-30 Days |
S-1-Q |
26850.78 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14142.97 |
Day 31 |
No |
245.91 |
<7 Days |
S-2-Q |
13894.83 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17292.04 |
Day 31 |
No |
1399.56 |
7-30 Days |
S-3-Q |
20091.16 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
7905.85 |
Day 31 |
Yes |
380.11 |
7-30 Days |
S-4-Q |
9308.22 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
996.72 |
Day 31 |
No |
40.89 |
7-30 Days |
CB-3-Q |
1183.95 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30159.61 |
Day 31 |
Yes |
2033.03 |
7-30 Days |
G-1-Q |
26591.04 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19810.57 |
Day 31 |
No |
753.21 |
<7 Days |
G-2-Q |
18036.70 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8198.65 |
Day 31 |
Yes |
749.00 |
7-30 Days |
G-3-Q |
7024.73 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
21791.13 |
Day 31 |
Yes |
995.68 |
<7 Days |
S-5-Q |
21687.44 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15110.18 |
Day 31 |
No |
817.55 |
7-30 Days |
S-6-Q |
13051.83 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33116.49 |
Day 31 |
No |
505.96 |
7-30 Days |
S-7-Q |
31503.45 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
5141.15 |
Day 31 |
Yes |
186.96 |
7-30 Days |
E-1-Q |
5013.67 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
27188.41 |
Day 31 |
No |
1312.11 |
7-30 Days |
E-2-Q |
28816.34 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
11582.16 |
Day 31 |
No |
204.98 |
7-30 Days |
IG-1-Q |
12560.91 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
426.93 |
Day 31 |
Yes |
33.46 |
<7 Days |
IG-2-Q |
416.30 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6832.53 |
Day 31 |
No |
8.65 |
31-90 Days |
C-1 |
6453.63 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6772.97 |
Day 31 |
Yes |
160.23 |
91-180 Days |
CB-4 |
7213.66 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7944.35 |
Day 31 |
Yes |
652.82 |
31-90 Days |
E-10 |
9130.92 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
31703.53 |
Day 31 |
Yes |
459.56 |
31-90 Days |
E-3 |
29092.38 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24096.86 |
Day 31 |
Yes |
1496.79 |
7-30 Days |
E-4 |
27477.28 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
13637.89 |
Day 31 |
Yes |
125.70 |
31-90 Days |
E-5 |
11907.09 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21836.46 |
Day 31 |
No |
1687.08 |
7-30 Days |
E-6 |
25704.55 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
31509.24 |
Day 31 |
No |
3061.26 |
31-90 Days |
E-7 |
25272.77 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |