| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2902.65 |
Day 30 |
No |
20.48 |
<7 Days |
A-4 |
2993.92 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30103.96 |
Day 30 |
No |
1875.78 |
31-90 Days |
A-5 |
31020.45 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30345.16 |
Day 30 |
No |
2747.67 |
91-180 Days |
CB-1 |
32373.81 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
20468.95 |
Day 30 |
Yes |
1031.30 |
31-90 Days |
CB-2 |
23905.90 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
20901.19 |
Day 30 |
No |
284.85 |
91-180 Days |
CB-3 |
21106.10 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26012.53 |
Day 30 |
No |
1808.87 |
31-90 Days |
E-1 |
22722.67 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6676.84 |
Day 30 |
Yes |
364.55 |
91-180 Days |
E-2 |
7175.19 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33162.24 |
Day 30 |
No |
1283.75 |
31-90 Days |
G-1 |
38492.67 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
34300.47 |
Day 30 |
No |
2752.17 |
31-90 Days |
G-2 |
31278.73 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
27375.63 |
Day 30 |
No |
375.65 |
91-180 Days |
G-3 |
31859.19 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
3054.75 |
Day 30 |
No |
206.23 |
31-90 Days |
IG-1 |
3526.75 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
16185.90 |
Day 30 |
No |
826.54 |
7-30 Days |
IG-2 |
16529.45 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6663.20 |
Day 30 |
No |
109.34 |
91-180 Days |
S-1 |
7290.16 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
26420.70 |
Day 30 |
No |
992.05 |
31-90 Days |
S-2 |
22393.33 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2353.44 |
Day 30 |
Yes |
28.70 |
<7 Days |
S-3 |
2009.63 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10649.57 |
Day 30 |
No |
41.11 |
<7 Days |
S-4 |
12351.26 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
573.77 |
Day 30 |
No |
0.73 |
31-90 Days |
S-5 |
608.57 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40366.09 |
Day 30 |
No |
3975.88 |
7-30 Days |
S-6 |
40866.62 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19148.07 |
Day 30 |
Yes |
1456.84 |
91-180 Days |
S-7 |
19496.94 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15179.36 |
Day 31 |
No |
4.93 |
<7 Days |
A-0-Q |
16332.16 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
36793.79 |
Day 31 |
No |
1747.66 |
<7 Days |
A-1-Q |
39819.89 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32725.77 |
Day 31 |
No |
2780.16 |
31-90 Days |
A-2-Q |
31844.82 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30142.10 |
Day 31 |
No |
63.60 |
31-90 Days |
A-3-Q |
26334.93 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30927.02 |
Day 31 |
Yes |
2552.57 |
<7 Days |
A-4-Q |
35927.82 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
36343.58 |
Day 31 |
No |
2077.94 |
31-90 Days |
A-5-Q |
41343.11 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |