| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
25031.69 |
Day 26 |
Yes |
520.72 |
91-180 Days |
E-3 |
24668.39 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3132.19 |
Day 26 |
No |
308.44 |
7-30 Days |
E-4 |
3058.88 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14428.33 |
Day 26 |
Yes |
1204.33 |
31-90 Days |
E-5 |
13630.09 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33567.43 |
Day 26 |
No |
507.16 |
31-90 Days |
E-6 |
37612.79 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
35062.23 |
Day 26 |
Yes |
934.72 |
<7 Days |
E-7 |
35682.94 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
18265.86 |
Day 26 |
Yes |
1362.02 |
<7 Days |
E-8 |
19563.20 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8598.64 |
Day 26 |
No |
513.90 |
7-30 Days |
E-9 |
7160.20 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7863.23 |
Day 26 |
Yes |
226.85 |
91-180 Days |
G-4 |
9238.60 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21136.65 |
Day 26 |
No |
1521.82 |
7-30 Days |
IG-3 |
22461.63 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
17511.49 |
Day 26 |
Yes |
807.06 |
<7 Days |
IG-4 |
16838.38 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
768.92 |
Day 26 |
No |
60.50 |
7-30 Days |
IG-5 |
625.57 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
36434.57 |
Day 26 |
Yes |
3040.01 |
<7 Days |
IG-6 |
37560.94 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32534.94 |
Day 26 |
Yes |
631.29 |
31-90 Days |
IG-7 |
37272.65 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10931.03 |
Day 26 |
No |
45.65 |
<7 Days |
IG-8 |
9951.07 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
28737.13 |
Day 26 |
No |
1304.92 |
<7 Days |
L-1 |
26524.51 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38588.77 |
Day 26 |
Yes |
2497.67 |
7-30 Days |
L-10 |
37573.53 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
1267.00 |
Day 26 |
No |
51.29 |
91-180 Days |
L-11 |
1499.95 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
9969.20 |
Day 26 |
No |
946.70 |
7-30 Days |
L-2 |
9768.61 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32283.12 |
Day 26 |
No |
2838.96 |
7-30 Days |
L-3 |
31021.79 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
17563.75 |
Day 26 |
Yes |
220.29 |
7-30 Days |
L-4 |
14062.68 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15974.59 |
Day 26 |
Yes |
923.30 |
91-180 Days |
L-5 |
18436.65 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6497.23 |
Day 26 |
Yes |
634.93 |
<7 Days |
L-6 |
5460.47 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
35706.56 |
Day 26 |
No |
3346.19 |
91-180 Days |
L-7 |
29872.03 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23581.34 |
Day 26 |
No |
766.12 |
7-30 Days |
L-8 |
19227.80 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
581.22 |
Day 26 |
No |
48.18 |
<7 Days |
L-9 |
627.56 |
Partial |
No |
|
Trading |