| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15407.92 |
Day 26 |
Yes |
1076.78 |
<7 Days |
A-1-Q |
17606.99 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33383.25 |
Day 26 |
No |
300.19 |
31-90 Days |
A-2-Q |
36848.19 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19972.23 |
Day 26 |
No |
1667.04 |
<7 Days |
A-3-Q |
16019.85 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2440.37 |
Day 26 |
Yes |
113.00 |
7-30 Days |
A-4-Q |
2190.42 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23588.21 |
Day 26 |
No |
2225.07 |
7-30 Days |
A-5-Q |
24671.92 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22511.03 |
Day 26 |
Yes |
733.33 |
<7 Days |
CB-1-Q |
26374.83 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30405.77 |
Day 26 |
Yes |
1502.11 |
91-180 Days |
CB-2-Q |
33462.44 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12767.01 |
Day 26 |
Yes |
1267.08 |
91-180 Days |
S-1-Q |
14939.30 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33435.99 |
Day 26 |
No |
3179.60 |
<7 Days |
S-2-Q |
33754.41 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21590.74 |
Day 26 |
No |
980.92 |
91-180 Days |
S-3-Q |
19569.36 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
10119.96 |
Day 26 |
No |
635.16 |
91-180 Days |
S-4-Q |
8607.85 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33367.28 |
Day 26 |
Yes |
413.65 |
31-90 Days |
CB-3-Q |
28423.54 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37366.32 |
Day 26 |
Yes |
2631.20 |
91-180 Days |
G-1-Q |
42553.63 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
18647.20 |
Day 26 |
Yes |
305.14 |
7-30 Days |
G-2-Q |
18551.69 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
5629.37 |
Day 26 |
Yes |
509.15 |
91-180 Days |
G-3-Q |
6315.61 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
110.65 |
Day 26 |
No |
5.94 |
<7 Days |
S-5-Q |
96.58 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22696.70 |
Day 26 |
Yes |
1983.57 |
31-90 Days |
S-6-Q |
21773.37 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6959.91 |
Day 26 |
Yes |
275.53 |
7-30 Days |
S-7-Q |
8336.33 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
40325.10 |
Day 26 |
Yes |
1721.59 |
91-180 Days |
E-1-Q |
46423.29 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40762.12 |
Day 26 |
Yes |
98.51 |
<7 Days |
E-2-Q |
41861.65 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6539.47 |
Day 26 |
Yes |
539.29 |
7-30 Days |
IG-1-Q |
7827.42 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7879.09 |
Day 26 |
Yes |
619.35 |
<7 Days |
IG-2-Q |
9204.13 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26330.51 |
Day 26 |
Yes |
1578.61 |
7-30 Days |
C-1 |
26481.08 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
26136.11 |
Day 26 |
No |
1980.44 |
31-90 Days |
CB-4 |
22108.17 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
16983.58 |
Day 26 |
Yes |
1310.69 |
91-180 Days |
E-10 |
19316.36 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |