| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
15429.62 |
>5 Yr |
No |
701.26 |
31-90 Days |
N-3 |
16077.01 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
3888.47 |
>5 Yr |
Yes |
276.33 |
7-30 Days |
N-4 |
3452.42 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
41638.36 |
>5 Yr |
Yes |
2995.69 |
31-90 Days |
N-5 |
38873.15 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
24411.10 |
>5 Yr |
Yes |
301.13 |
91-180 Days |
N-6 |
25693.34 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
21040.87 |
>5 Yr |
Yes |
1021.84 |
7-30 Days |
N-7 |
21303.38 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20904.28 |
>5 Yr |
No |
383.13 |
91-180 Days |
P-1 |
20315.46 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
23786.30 |
>5 Yr |
Yes |
965.85 |
31-90 Days |
P-2 |
23416.56 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
12854.56 |
>5 Yr |
Yes |
1218.21 |
7-30 Days |
S-8 |
14864.54 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
23752.96 |
>5 Yr |
No |
2267.61 |
<7 Days |
Y-1 |
27806.75 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
29669.78 |
>5 Yr |
Yes |
2020.63 |
91-180 Days |
Y-2 |
31153.35 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20135.79 |
>5 Yr |
No |
1476.36 |
<7 Days |
Y-3 |
20968.60 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
14359.66 |
>5 Yr |
No |
1212.82 |
7-30 Days |
Y-4 |
11812.43 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
18596.78 |
>5 Yr |
No |
37.18 |
31-90 Days |
Z-1 |
17701.10 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
31942.00 |
>5 Yr |
Yes |
1385.87 |
7-30 Days |
A-2 |
27328.16 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
3222.38 |
>5 Yr |
No |
268.59 |
<7 Days |
A-3 |
3676.24 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
30654.82 |
>5 Yr |
No |
725.59 |
<7 Days |
A-4 |
25825.77 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
30471.21 |
>5 Yr |
No |
3001.98 |
<7 Days |
A-5 |
31535.35 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
26979.51 |
>5 Yr |
No |
1812.66 |
31-90 Days |
CB-1 |
31312.74 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39260.22 |
>5 Yr |
Yes |
217.05 |
91-180 Days |
CB-2 |
34443.14 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
9937.11 |
>5 Yr |
No |
859.49 |
91-180 Days |
CB-3 |
11285.19 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
15737.65 |
>5 Yr |
No |
837.84 |
7-30 Days |
E-1 |
14466.23 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39210.19 |
>5 Yr |
Yes |
3784.78 |
91-180 Days |
E-2 |
34675.39 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
5140.87 |
>5 Yr |
Yes |
453.91 |
7-30 Days |
G-1 |
4589.10 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
7994.49 |
>5 Yr |
Yes |
5.80 |
7-30 Days |
G-2 |
6969.76 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32672.71 |
>5 Yr |
No |
24.44 |
<7 Days |
G-3 |
38568.32 |
None |
No |
|
Treasury |