| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
13774.95 |
>5 Yr |
No |
1091.26 |
31-90 Days |
A-5-Q |
12326.90 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36930.82 |
>5 Yr |
Yes |
421.83 |
91-180 Days |
CB-1-Q |
35757.93 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39685.28 |
>5 Yr |
No |
1850.48 |
31-90 Days |
CB-2-Q |
47308.70 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
5566.12 |
>5 Yr |
Yes |
293.80 |
7-30 Days |
S-1-Q |
6670.73 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
6281.97 |
>5 Yr |
Yes |
165.57 |
91-180 Days |
S-2-Q |
5916.18 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
8356.98 |
>5 Yr |
Yes |
807.77 |
7-30 Days |
S-3-Q |
8922.73 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
34649.83 |
>5 Yr |
Yes |
636.05 |
31-90 Days |
S-4-Q |
33847.52 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
2226.36 |
>5 Yr |
No |
185.84 |
<7 Days |
CB-3-Q |
2163.37 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
32183.66 |
>5 Yr |
Yes |
2594.87 |
91-180 Days |
G-1-Q |
28413.64 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
4079.31 |
>5 Yr |
Yes |
152.76 |
<7 Days |
G-2-Q |
3704.85 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
24953.26 |
>5 Yr |
No |
1351.33 |
<7 Days |
G-3-Q |
20826.54 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
1600.41 |
>5 Yr |
No |
155.06 |
91-180 Days |
S-5-Q |
1726.58 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
26092.21 |
>5 Yr |
No |
1298.20 |
31-90 Days |
S-6-Q |
26524.34 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
22675.54 |
>5 Yr |
Yes |
487.35 |
31-90 Days |
S-7-Q |
19588.58 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
7907.98 |
>5 Yr |
Yes |
25.77 |
7-30 Days |
E-1-Q |
7631.62 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
30732.41 |
>5 Yr |
No |
925.29 |
31-90 Days |
E-2-Q |
32211.66 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
9546.47 |
>5 Yr |
No |
529.06 |
7-30 Days |
IG-1-Q |
10383.69 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
12738.73 |
>5 Yr |
Yes |
284.70 |
91-180 Days |
IG-2-Q |
14355.91 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
29907.50 |
>5 Yr |
Yes |
1682.82 |
91-180 Days |
C-1 |
25974.93 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
38354.09 |
>5 Yr |
No |
1325.97 |
31-90 Days |
CB-4 |
44833.19 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
14055.65 |
>5 Yr |
Yes |
1312.50 |
7-30 Days |
E-10 |
12038.48 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
15059.68 |
>5 Yr |
No |
364.56 |
<7 Days |
E-3 |
18056.34 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
16108.75 |
>5 Yr |
No |
1228.72 |
7-30 Days |
E-4 |
16550.29 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
20462.74 |
>5 Yr |
Yes |
314.02 |
<7 Days |
E-5 |
22716.71 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
2877.54 |
>5 Yr |
No |
132.73 |
31-90 Days |
E-6 |
2502.01 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |