| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
32199.33 |
180 - 270 Days |
Yes |
2631.50 |
91-180 Days |
IG-8 |
29354.75 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
43336.29 |
180 - 270 Days |
Yes |
800.98 |
<7 Days |
L-1 |
51158.68 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
22916.59 |
180 - 270 Days |
No |
2175.82 |
31-90 Days |
L-10 |
22450.60 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
25823.41 |
180 - 270 Days |
No |
872.96 |
<7 Days |
L-11 |
20799.65 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
43003.13 |
180 - 270 Days |
Yes |
2993.84 |
31-90 Days |
L-2 |
44768.73 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
6578.24 |
180 - 270 Days |
Yes |
436.46 |
<7 Days |
L-3 |
6183.49 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
17929.16 |
180 - 270 Days |
No |
925.07 |
31-90 Days |
L-4 |
19256.44 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
27183.34 |
180 - 270 Days |
No |
633.10 |
7-30 Days |
L-5 |
22161.76 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
38510.59 |
180 - 270 Days |
No |
1777.94 |
<7 Days |
L-6 |
43855.45 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
23216.43 |
180 - 270 Days |
Yes |
1462.54 |
7-30 Days |
L-7 |
20746.07 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
7859.20 |
180 - 270 Days |
Yes |
678.23 |
7-30 Days |
L-8 |
8335.61 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20703.98 |
180 - 270 Days |
Yes |
1294.54 |
<7 Days |
L-9 |
21513.88 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
37912.29 |
180 - 270 Days |
No |
2625.13 |
31-90 Days |
LC-1 |
37163.50 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
35654.02 |
180 - 270 Days |
No |
76.97 |
<7 Days |
LC-2 |
41473.92 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
41711.04 |
180 - 270 Days |
No |
484.12 |
<7 Days |
N-1 |
39879.04 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
41554.50 |
180 - 270 Days |
Yes |
3942.34 |
<7 Days |
N-2 |
39381.01 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
34686.84 |
180 - 270 Days |
No |
2426.86 |
7-30 Days |
N-3 |
28995.07 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
8556.08 |
180 - 270 Days |
Yes |
735.26 |
31-90 Days |
N-4 |
7771.99 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
16438.36 |
180 - 270 Days |
Yes |
1386.41 |
7-30 Days |
N-5 |
16799.13 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
36682.93 |
180 - 270 Days |
Yes |
1284.94 |
7-30 Days |
N-6 |
36354.70 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
27016.80 |
180 - 270 Days |
Yes |
2516.97 |
<7 Days |
N-7 |
24720.26 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
40691.40 |
180 - 270 Days |
Yes |
3423.75 |
91-180 Days |
P-1 |
40692.83 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
40407.75 |
180 - 270 Days |
Yes |
1371.72 |
31-90 Days |
P-2 |
43472.29 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39335.32 |
180 - 270 Days |
Yes |
3120.16 |
<7 Days |
S-8 |
42336.52 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
23666.08 |
180 - 270 Days |
Yes |
1574.67 |
7-30 Days |
Y-1 |
19825.68 |
Full |
No |
|
Treasury |