| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
29688.31 |
151 - 179 Days |
No |
2284.13 |
7-30 Days |
G-2 |
33538.39 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
17079.81 |
151 - 179 Days |
Yes |
1097.30 |
<7 Days |
G-3 |
18527.82 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
41059.42 |
151 - 179 Days |
Yes |
730.05 |
31-90 Days |
IG-1 |
33144.16 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
16857.96 |
151 - 179 Days |
Yes |
659.27 |
91-180 Days |
IG-2 |
18814.65 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
9901.54 |
151 - 179 Days |
No |
609.21 |
7-30 Days |
S-1 |
10819.92 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
24732.43 |
151 - 179 Days |
Yes |
300.19 |
91-180 Days |
S-2 |
22611.75 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
38820.49 |
151 - 179 Days |
No |
2135.44 |
31-90 Days |
S-3 |
35242.76 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
20009.21 |
151 - 179 Days |
No |
1249.18 |
91-180 Days |
S-4 |
18203.41 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
15662.05 |
151 - 179 Days |
Yes |
852.96 |
<7 Days |
S-5 |
17537.53 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
31581.92 |
151 - 179 Days |
No |
2153.46 |
<7 Days |
S-6 |
25610.08 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
8040.79 |
151 - 179 Days |
Yes |
8.30 |
91-180 Days |
S-7 |
6570.53 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
10120.51 |
180 - 270 Days |
Yes |
707.23 |
7-30 Days |
A-0-Q |
11944.40 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
19161.02 |
180 - 270 Days |
Yes |
482.10 |
<7 Days |
A-1-Q |
18604.87 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
25903.28 |
180 - 270 Days |
No |
2543.19 |
31-90 Days |
A-2-Q |
21625.23 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
8789.97 |
180 - 270 Days |
Yes |
30.28 |
31-90 Days |
A-3-Q |
7966.15 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
35958.16 |
180 - 270 Days |
No |
2960.10 |
7-30 Days |
A-4-Q |
41745.03 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
21735.11 |
180 - 270 Days |
Yes |
194.62 |
31-90 Days |
A-5-Q |
21345.85 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
40246.96 |
180 - 270 Days |
No |
3157.61 |
91-180 Days |
CB-1-Q |
44898.92 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
28815.85 |
180 - 270 Days |
No |
1571.23 |
31-90 Days |
CB-2-Q |
28074.34 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
34841.23 |
180 - 270 Days |
Yes |
740.91 |
7-30 Days |
S-1-Q |
28201.93 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
25998.80 |
180 - 270 Days |
No |
1685.13 |
7-30 Days |
S-2-Q |
25511.89 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
25302.86 |
180 - 270 Days |
Yes |
1603.20 |
31-90 Days |
S-3-Q |
26076.42 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
34631.78 |
180 - 270 Days |
No |
325.08 |
<7 Days |
S-4-Q |
39034.95 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
14843.54 |
180 - 270 Days |
Yes |
1391.51 |
91-180 Days |
CB-3-Q |
16962.63 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
1466.23 |
180 - 270 Days |
Yes |
24.98 |
91-180 Days |
G-1-Q |
1332.19 |
None |
No |
|
Investment Banking |