| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43822.97 |
Day 25 |
Yes |
1691.82 |
31-90 Days |
L-7 |
49014.12 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16054.21 |
Day 25 |
Yes |
286.74 |
91-180 Days |
L-8 |
16887.69 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38508.24 |
Day 25 |
No |
3095.05 |
<7 Days |
L-9 |
32279.23 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10374.52 |
Day 25 |
No |
146.65 |
91-180 Days |
LC-1 |
9479.89 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19524.87 |
Day 25 |
No |
221.79 |
91-180 Days |
LC-2 |
21668.89 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19213.24 |
Day 25 |
Yes |
213.43 |
91-180 Days |
N-1 |
18347.02 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39709.45 |
Day 25 |
Yes |
924.45 |
31-90 Days |
N-2 |
33172.96 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36973.74 |
Day 25 |
Yes |
2199.60 |
91-180 Days |
N-3 |
42121.03 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38782.64 |
Day 25 |
No |
1236.19 |
<7 Days |
N-4 |
38621.22 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30782.74 |
Day 25 |
Yes |
1582.49 |
31-90 Days |
N-5 |
30116.62 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18584.70 |
Day 25 |
No |
870.40 |
<7 Days |
N-6 |
20123.90 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31780.65 |
Day 25 |
Yes |
1010.42 |
7-30 Days |
N-7 |
33484.88 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31120.57 |
Day 25 |
Yes |
677.06 |
<7 Days |
P-1 |
32933.76 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24951.53 |
Day 25 |
Yes |
1610.84 |
31-90 Days |
P-2 |
28515.26 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42753.91 |
Day 25 |
No |
879.95 |
31-90 Days |
S-8 |
38065.47 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29237.46 |
Day 25 |
No |
1685.55 |
31-90 Days |
Y-1 |
32914.75 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20115.29 |
Day 25 |
Yes |
698.49 |
31-90 Days |
Y-2 |
19580.40 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9118.22 |
Day 25 |
Yes |
0.34 |
<7 Days |
Y-3 |
8475.00 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35882.57 |
Day 25 |
No |
2408.20 |
91-180 Days |
Y-4 |
33398.01 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39602.72 |
Day 25 |
No |
1255.89 |
91-180 Days |
Z-1 |
32844.68 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
325.55 |
Day 25 |
No |
11.53 |
7-30 Days |
A-2 |
341.70 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15454.85 |
Day 25 |
No |
1252.75 |
7-30 Days |
A-3 |
12547.33 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5014.47 |
Day 25 |
No |
228.60 |
<7 Days |
A-4 |
4085.11 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28928.55 |
Day 25 |
No |
175.07 |
7-30 Days |
A-5 |
25542.43 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42592.32 |
Day 25 |
No |
2586.55 |
31-90 Days |
CB-1 |
40190.39 |
Full |
No |
|
Wholesale Lending |