| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15262.38 |
Day 25 |
No |
197.92 |
31-90 Days |
C-1 |
12558.83 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32262.82 |
Day 25 |
No |
2435.86 |
31-90 Days |
CB-4 |
36175.30 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26134.18 |
Day 25 |
No |
548.15 |
<7 Days |
E-10 |
28879.20 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30263.08 |
Day 25 |
No |
2225.36 |
7-30 Days |
E-3 |
35126.12 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8611.87 |
Day 25 |
No |
722.58 |
91-180 Days |
E-4 |
9888.42 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4364.54 |
Day 25 |
Yes |
362.39 |
7-30 Days |
E-5 |
3847.78 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15930.39 |
Day 25 |
Yes |
530.72 |
91-180 Days |
E-6 |
13629.43 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2142.63 |
Day 25 |
Yes |
179.47 |
7-30 Days |
E-7 |
2306.84 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21133.50 |
Day 25 |
Yes |
887.55 |
31-90 Days |
E-8 |
19544.85 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16311.60 |
Day 25 |
No |
736.58 |
31-90 Days |
E-9 |
17257.57 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40379.20 |
Day 25 |
Yes |
8.68 |
<7 Days |
G-4 |
32916.38 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41790.75 |
Day 25 |
No |
2452.17 |
7-30 Days |
IG-3 |
34856.44 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22362.34 |
Day 25 |
No |
1348.53 |
91-180 Days |
IG-4 |
23297.47 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36595.18 |
Day 25 |
No |
2137.87 |
7-30 Days |
IG-5 |
30239.37 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36738.27 |
Day 25 |
Yes |
1318.44 |
<7 Days |
IG-6 |
36698.69 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27571.97 |
Day 25 |
No |
1986.13 |
91-180 Days |
IG-7 |
32953.85 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16660.14 |
Day 25 |
Yes |
1093.32 |
91-180 Days |
IG-8 |
19203.41 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25979.80 |
Day 25 |
No |
344.08 |
<7 Days |
L-1 |
30616.98 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22638.90 |
Day 25 |
Yes |
101.09 |
<7 Days |
L-10 |
22530.96 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19371.90 |
Day 25 |
No |
1397.69 |
31-90 Days |
L-11 |
21312.42 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29075.18 |
Day 25 |
No |
1000.93 |
31-90 Days |
L-2 |
32786.89 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2814.29 |
Day 25 |
Yes |
129.40 |
<7 Days |
L-3 |
2797.29 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3801.10 |
Day 25 |
No |
117.92 |
91-180 Days |
L-4 |
3683.22 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33683.67 |
Day 25 |
No |
2373.59 |
31-90 Days |
L-5 |
38904.24 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30152.86 |
Day 25 |
No |
2067.43 |
7-30 Days |
L-6 |
27935.62 |
Partial |
No |
|
Capital Markets |