| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8456.26 |
Day 8 |
Yes |
788.24 |
<7 Days |
S-4-Q |
9172.84 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31091.86 |
Day 8 |
No |
2560.03 |
7-30 Days |
CB-3-Q |
35626.81 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13113.96 |
Day 8 |
No |
983.36 |
<7 Days |
G-1-Q |
11477.93 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8784.87 |
Day 8 |
No |
624.16 |
91-180 Days |
G-2-Q |
10418.67 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37217.53 |
Day 8 |
No |
2915.35 |
<7 Days |
G-3-Q |
40662.40 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
857.54 |
Day 8 |
No |
27.89 |
31-90 Days |
S-5-Q |
851.32 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15081.88 |
Day 8 |
No |
441.92 |
91-180 Days |
S-6-Q |
13584.65 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16455.72 |
Day 8 |
No |
53.91 |
7-30 Days |
S-7-Q |
18469.79 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7008.15 |
Day 8 |
Yes |
97.66 |
31-90 Days |
E-1-Q |
6260.44 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25547.13 |
Day 8 |
No |
2532.33 |
31-90 Days |
E-2-Q |
21851.85 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9660.66 |
Day 8 |
No |
842.65 |
31-90 Days |
IG-1-Q |
8626.94 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19026.41 |
Day 8 |
No |
1052.20 |
7-30 Days |
IG-2-Q |
22666.50 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8280.05 |
Day 8 |
Yes |
148.52 |
<7 Days |
C-1 |
8110.86 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34049.09 |
Day 8 |
No |
2432.55 |
7-30 Days |
CB-4 |
31765.11 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7186.93 |
Day 8 |
Yes |
54.90 |
7-30 Days |
E-10 |
8001.91 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10982.66 |
Day 8 |
Yes |
701.18 |
<7 Days |
E-3 |
13083.36 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41554.51 |
Day 8 |
No |
2535.10 |
31-90 Days |
E-4 |
34655.72 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36683.53 |
Day 8 |
No |
2615.18 |
91-180 Days |
E-5 |
39886.60 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14741.90 |
Day 8 |
No |
500.77 |
91-180 Days |
E-6 |
16381.26 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32024.97 |
Day 8 |
No |
2033.63 |
91-180 Days |
E-7 |
34682.45 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3873.61 |
Day 8 |
No |
43.49 |
7-30 Days |
E-8 |
3899.55 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14908.92 |
Day 8 |
Yes |
1434.46 |
<7 Days |
E-9 |
15634.98 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7965.83 |
Day 8 |
Yes |
489.75 |
<7 Days |
G-4 |
7361.13 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9567.39 |
Day 8 |
No |
803.77 |
<7 Days |
IG-3 |
11465.56 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20309.11 |
Day 8 |
Yes |
1798.25 |
<7 Days |
IG-4 |
23414.53 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |