| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29427.88 |
Day 7 |
No |
1139.85 |
<7 Days |
L-9 |
35293.87 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10195.82 |
Day 7 |
Yes |
851.37 |
91-180 Days |
LC-1 |
8426.63 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36673.64 |
Day 7 |
No |
2037.71 |
91-180 Days |
LC-2 |
33594.47 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39582.31 |
Day 7 |
No |
1028.90 |
<7 Days |
N-1 |
42947.69 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22668.31 |
Day 7 |
No |
1370.68 |
7-30 Days |
N-2 |
19416.30 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38145.77 |
Day 7 |
No |
3330.75 |
31-90 Days |
N-3 |
44744.08 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17319.99 |
Day 7 |
Yes |
1336.98 |
31-90 Days |
N-4 |
16240.56 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23399.51 |
Day 7 |
Yes |
2261.01 |
91-180 Days |
N-5 |
23366.56 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7915.41 |
Day 7 |
No |
119.68 |
7-30 Days |
N-6 |
7778.58 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31728.10 |
Day 7 |
Yes |
1886.84 |
7-30 Days |
N-7 |
32264.27 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27158.49 |
Day 7 |
No |
514.63 |
<7 Days |
P-1 |
29852.83 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25601.49 |
Day 7 |
No |
2356.76 |
<7 Days |
P-2 |
28459.12 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37801.40 |
Day 7 |
No |
2869.58 |
31-90 Days |
S-8 |
35198.94 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37741.79 |
Day 7 |
Yes |
3074.31 |
31-90 Days |
Y-1 |
30699.75 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7795.79 |
Day 7 |
No |
277.81 |
31-90 Days |
Y-2 |
9020.10 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1923.59 |
Day 7 |
Yes |
146.36 |
91-180 Days |
Y-3 |
2093.97 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29561.25 |
Day 7 |
No |
2429.51 |
31-90 Days |
Y-4 |
28336.25 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41530.89 |
Day 7 |
No |
4136.97 |
<7 Days |
Z-1 |
35445.09 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38879.70 |
Day 7 |
No |
956.43 |
31-90 Days |
A-2 |
43220.27 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30394.31 |
Day 7 |
No |
2806.00 |
7-30 Days |
A-3 |
31129.21 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25899.50 |
Day 7 |
No |
1963.44 |
7-30 Days |
A-4 |
23373.82 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37103.80 |
Day 7 |
Yes |
2201.05 |
<7 Days |
A-5 |
40246.24 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7174.24 |
Day 7 |
No |
87.40 |
7-30 Days |
CB-1 |
7474.57 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10061.73 |
Day 7 |
Yes |
382.51 |
<7 Days |
CB-2 |
11064.73 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12312.02 |
Day 7 |
No |
330.55 |
7-30 Days |
CB-3 |
14063.21 |
Full |
No |
|
Investment Banking |