| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8734.90 |
Day 5 |
Yes |
91.09 |
31-90 Days |
N-1 |
7059.28 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10058.84 |
Day 5 |
No |
623.64 |
<7 Days |
N-2 |
10177.23 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38060.38 |
Day 5 |
Yes |
2443.41 |
7-30 Days |
N-3 |
35063.04 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40638.08 |
Day 5 |
No |
440.43 |
31-90 Days |
N-4 |
43913.02 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36423.92 |
Day 5 |
No |
397.06 |
91-180 Days |
N-5 |
43486.42 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24046.57 |
Day 5 |
No |
519.64 |
<7 Days |
N-6 |
21469.80 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1532.36 |
Day 5 |
No |
107.12 |
31-90 Days |
N-7 |
1577.00 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22099.71 |
Day 5 |
No |
685.68 |
<7 Days |
P-1 |
22988.40 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39007.92 |
Day 5 |
Yes |
1468.03 |
31-90 Days |
P-2 |
43340.42 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44078.54 |
Day 5 |
No |
951.64 |
<7 Days |
S-8 |
40062.05 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2479.85 |
Day 5 |
No |
238.85 |
7-30 Days |
Y-1 |
2267.82 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13884.34 |
Day 5 |
No |
410.30 |
7-30 Days |
Y-2 |
15555.73 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23573.03 |
Day 5 |
Yes |
700.04 |
91-180 Days |
Y-3 |
23074.51 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9854.29 |
Day 5 |
Yes |
474.58 |
7-30 Days |
Y-4 |
11188.20 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43828.17 |
Day 5 |
Yes |
4271.68 |
<7 Days |
Z-1 |
46610.05 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31433.30 |
Day 5 |
Yes |
274.15 |
31-90 Days |
A-2 |
26276.36 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43825.00 |
Day 5 |
No |
1121.37 |
31-90 Days |
A-3 |
51371.94 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14866.84 |
Day 5 |
Yes |
17.67 |
31-90 Days |
A-4 |
13621.66 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34798.10 |
Day 5 |
Yes |
35.76 |
91-180 Days |
A-5 |
31523.28 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31315.08 |
Day 5 |
Yes |
82.30 |
<7 Days |
CB-1 |
32964.32 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38914.16 |
Day 5 |
No |
3245.74 |
31-90 Days |
CB-2 |
35582.27 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2577.31 |
Day 5 |
Yes |
64.44 |
31-90 Days |
CB-3 |
2576.69 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21325.45 |
Day 5 |
No |
694.72 |
31-90 Days |
E-1 |
18827.70 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4120.74 |
Day 5 |
No |
411.28 |
7-30 Days |
E-2 |
3687.61 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34965.75 |
Day 5 |
Yes |
81.71 |
31-90 Days |
G-1 |
32278.31 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |