| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22948.72 |
Day 5 |
Yes |
812.09 |
<7 Days |
E-5 |
20535.79 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22240.70 |
Day 5 |
Yes |
1614.96 |
31-90 Days |
E-6 |
18099.96 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25323.17 |
Day 5 |
Yes |
1240.97 |
7-30 Days |
E-7 |
29157.09 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19569.14 |
Day 5 |
Yes |
1057.83 |
7-30 Days |
E-8 |
17992.75 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28193.63 |
Day 5 |
Yes |
479.34 |
7-30 Days |
E-9 |
29205.89 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33103.05 |
Day 5 |
No |
944.45 |
7-30 Days |
G-4 |
39318.05 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34600.46 |
Day 5 |
Yes |
880.74 |
<7 Days |
IG-3 |
36707.20 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26630.80 |
Day 5 |
No |
1204.31 |
91-180 Days |
IG-4 |
27953.03 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16058.89 |
Day 5 |
Yes |
1181.66 |
<7 Days |
IG-5 |
15122.22 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4852.34 |
Day 5 |
No |
99.76 |
7-30 Days |
IG-6 |
4080.13 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22263.10 |
Day 5 |
Yes |
478.85 |
7-30 Days |
IG-7 |
24621.68 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
390.87 |
Day 5 |
No |
27.78 |
<7 Days |
IG-8 |
433.88 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33403.58 |
Day 5 |
No |
3237.34 |
<7 Days |
L-1 |
34499.00 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18387.77 |
Day 5 |
Yes |
237.36 |
7-30 Days |
L-10 |
19016.06 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29478.19 |
Day 5 |
Yes |
2693.38 |
91-180 Days |
L-11 |
26350.54 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37463.26 |
Day 5 |
Yes |
2722.56 |
7-30 Days |
L-2 |
33880.58 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14528.82 |
Day 5 |
No |
69.47 |
7-30 Days |
L-3 |
15548.50 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35667.99 |
Day 5 |
Yes |
3449.01 |
<7 Days |
L-4 |
32582.56 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10742.70 |
Day 5 |
No |
875.79 |
<7 Days |
L-5 |
10675.18 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27206.52 |
Day 5 |
No |
2510.19 |
91-180 Days |
L-6 |
24572.46 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32289.14 |
Day 5 |
No |
2107.85 |
31-90 Days |
L-7 |
37179.09 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17418.99 |
Day 5 |
No |
765.05 |
<7 Days |
L-8 |
15344.02 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22101.37 |
Day 5 |
No |
1016.16 |
91-180 Days |
L-9 |
19892.44 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37628.38 |
Day 5 |
No |
113.90 |
<7 Days |
LC-1 |
32670.44 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18259.12 |
Day 5 |
Yes |
1805.98 |
91-180 Days |
LC-2 |
19654.86 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |