| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40869.35 |
>3 Yr <= 4 Yr |
Yes |
2538.28 |
91-180 Days |
L-1 |
45323.67 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9582.14 |
>3 Yr <= 4 Yr |
No |
241.61 |
7-30 Days |
L-10 |
10879.42 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29692.70 |
>3 Yr <= 4 Yr |
Yes |
325.39 |
31-90 Days |
L-11 |
31635.24 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26521.14 |
>3 Yr <= 4 Yr |
No |
2317.74 |
7-30 Days |
L-2 |
27964.06 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4522.91 |
>3 Yr <= 4 Yr |
No |
371.74 |
31-90 Days |
L-3 |
4897.87 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1318.42 |
>3 Yr <= 4 Yr |
Yes |
112.00 |
<7 Days |
L-4 |
1299.55 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8954.82 |
>3 Yr <= 4 Yr |
Yes |
582.22 |
<7 Days |
L-5 |
7468.65 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26992.01 |
>3 Yr <= 4 Yr |
No |
2261.52 |
31-90 Days |
L-6 |
26425.96 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32763.10 |
>3 Yr <= 4 Yr |
No |
836.89 |
91-180 Days |
L-7 |
35576.22 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5001.09 |
>3 Yr <= 4 Yr |
Yes |
276.92 |
<7 Days |
L-8 |
5458.81 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43731.82 |
>3 Yr <= 4 Yr |
No |
1156.88 |
7-30 Days |
L-9 |
35599.69 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16665.26 |
>3 Yr <= 4 Yr |
No |
1466.11 |
<7 Days |
LC-1 |
16292.20 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12060.73 |
>3 Yr <= 4 Yr |
Yes |
668.56 |
7-30 Days |
LC-2 |
10882.92 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9556.24 |
>3 Yr <= 4 Yr |
No |
167.32 |
31-90 Days |
N-1 |
8793.11 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12716.69 |
>3 Yr <= 4 Yr |
No |
3.52 |
7-30 Days |
N-2 |
13183.75 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36746.37 |
>3 Yr <= 4 Yr |
No |
2158.11 |
<7 Days |
N-3 |
32629.89 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8228.52 |
>3 Yr <= 4 Yr |
Yes |
163.78 |
91-180 Days |
N-4 |
8753.55 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10759.76 |
>3 Yr <= 4 Yr |
No |
768.58 |
<7 Days |
N-5 |
11434.58 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37257.75 |
>3 Yr <= 4 Yr |
Yes |
1626.94 |
<7 Days |
N-6 |
31549.52 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33603.19 |
>3 Yr <= 4 Yr |
Yes |
892.67 |
7-30 Days |
N-7 |
35576.40 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23149.45 |
>3 Yr <= 4 Yr |
Yes |
1650.26 |
91-180 Days |
P-1 |
20925.56 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9603.70 |
>3 Yr <= 4 Yr |
No |
68.27 |
31-90 Days |
P-2 |
8817.78 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42543.95 |
>3 Yr <= 4 Yr |
No |
3941.54 |
91-180 Days |
S-8 |
44883.71 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21326.31 |
>3 Yr <= 4 Yr |
Yes |
851.47 |
91-180 Days |
Y-1 |
23583.91 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24274.32 |
>3 Yr <= 4 Yr |
No |
546.51 |
31-90 Days |
Y-2 |
26124.56 |
None |
No |
|
Trading |