| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20957.62 |
>3 Yr <= 4 Yr |
No |
1526.41 |
7-30 Days |
G-3-Q |
17437.46 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40898.61 |
>3 Yr <= 4 Yr |
No |
755.40 |
31-90 Days |
S-5-Q |
45840.52 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11972.98 |
>3 Yr <= 4 Yr |
No |
592.12 |
7-30 Days |
S-6-Q |
10015.18 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41441.43 |
>3 Yr <= 4 Yr |
Yes |
1691.56 |
<7 Days |
S-7-Q |
36119.48 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32467.98 |
>3 Yr <= 4 Yr |
No |
100.57 |
91-180 Days |
E-1-Q |
27425.96 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3013.74 |
>3 Yr <= 4 Yr |
Yes |
155.28 |
<7 Days |
E-2-Q |
3348.43 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28969.41 |
>3 Yr <= 4 Yr |
No |
1080.66 |
<7 Days |
IG-1-Q |
33116.08 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26555.31 |
>3 Yr <= 4 Yr |
No |
905.57 |
91-180 Days |
IG-2-Q |
24685.45 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29621.44 |
>3 Yr <= 4 Yr |
No |
742.73 |
31-90 Days |
C-1 |
30422.17 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1834.81 |
>3 Yr <= 4 Yr |
No |
24.32 |
<7 Days |
CB-4 |
1580.27 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41256.92 |
>3 Yr <= 4 Yr |
Yes |
1953.81 |
7-30 Days |
E-10 |
44213.42 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21268.05 |
>3 Yr <= 4 Yr |
Yes |
1669.30 |
91-180 Days |
E-3 |
19214.12 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18419.19 |
>3 Yr <= 4 Yr |
Yes |
970.96 |
91-180 Days |
E-4 |
21559.37 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6250.22 |
>3 Yr <= 4 Yr |
No |
40.36 |
91-180 Days |
E-5 |
6269.78 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29091.25 |
>3 Yr <= 4 Yr |
Yes |
2879.69 |
91-180 Days |
E-6 |
31928.09 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8575.38 |
>3 Yr <= 4 Yr |
Yes |
547.35 |
91-180 Days |
E-7 |
10050.26 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21564.47 |
>3 Yr <= 4 Yr |
Yes |
331.88 |
7-30 Days |
E-8 |
24482.38 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36912.96 |
>3 Yr <= 4 Yr |
No |
1372.35 |
31-90 Days |
E-9 |
34314.70 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22135.23 |
>3 Yr <= 4 Yr |
Yes |
685.34 |
91-180 Days |
G-4 |
21252.68 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17528.85 |
>3 Yr <= 4 Yr |
No |
208.06 |
91-180 Days |
IG-3 |
19495.11 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28034.05 |
>3 Yr <= 4 Yr |
No |
1598.96 |
<7 Days |
IG-4 |
27533.40 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25340.98 |
>3 Yr <= 4 Yr |
No |
619.40 |
7-30 Days |
IG-5 |
24887.94 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12285.29 |
>3 Yr <= 4 Yr |
Yes |
638.31 |
31-90 Days |
IG-6 |
10162.70 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29508.00 |
>3 Yr <= 4 Yr |
No |
458.71 |
7-30 Days |
IG-7 |
27288.68 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3126.10 |
>3 Yr <= 4 Yr |
Yes |
245.69 |
<7 Days |
IG-8 |
3674.32 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |