| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32925.22 |
Day 48 |
Yes |
1299.03 |
91-180 Days |
LC-1 |
30209.03 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23424.27 |
Day 48 |
Yes |
1163.29 |
91-180 Days |
LC-2 |
23956.38 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6364.45 |
Day 48 |
Yes |
559.58 |
7-30 Days |
N-1 |
5429.26 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20984.70 |
Day 48 |
No |
1357.31 |
91-180 Days |
N-2 |
24248.98 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13442.47 |
Day 48 |
Yes |
749.63 |
7-30 Days |
N-3 |
10908.33 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17493.92 |
Day 48 |
No |
589.10 |
7-30 Days |
N-4 |
15655.56 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16969.46 |
Day 48 |
Yes |
800.56 |
7-30 Days |
N-5 |
19167.26 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30902.51 |
Day 48 |
No |
1605.17 |
7-30 Days |
N-6 |
30834.35 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29218.44 |
Day 48 |
Yes |
871.02 |
31-90 Days |
N-7 |
35059.22 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36353.34 |
Day 48 |
Yes |
2650.94 |
91-180 Days |
P-1 |
39385.27 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4919.40 |
Day 48 |
Yes |
66.88 |
31-90 Days |
P-2 |
5671.60 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25950.31 |
Day 48 |
Yes |
442.69 |
<7 Days |
S-8 |
20901.34 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10566.76 |
Day 48 |
Yes |
919.18 |
7-30 Days |
Y-1 |
12465.44 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36504.40 |
Day 48 |
Yes |
2010.15 |
7-30 Days |
Y-2 |
38171.72 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15867.63 |
Day 48 |
Yes |
167.74 |
31-90 Days |
Y-3 |
12988.53 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35693.38 |
Day 48 |
Yes |
2382.79 |
<7 Days |
Y-4 |
35981.23 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42235.72 |
Day 48 |
No |
652.36 |
31-90 Days |
Z-1 |
46563.76 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34036.07 |
Day 48 |
No |
869.27 |
91-180 Days |
A-2 |
36584.78 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25634.57 |
Day 48 |
Yes |
27.76 |
31-90 Days |
A-3 |
24810.88 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12088.23 |
Day 48 |
Yes |
157.67 |
91-180 Days |
A-4 |
14259.25 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29581.69 |
Day 48 |
No |
531.81 |
<7 Days |
A-5 |
25390.84 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21956.74 |
Day 48 |
No |
1311.09 |
<7 Days |
CB-1 |
19370.79 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5875.44 |
Day 48 |
Yes |
381.95 |
7-30 Days |
CB-2 |
6487.43 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13639.97 |
Day 48 |
No |
934.06 |
31-90 Days |
CB-3 |
15352.05 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1373.03 |
Day 48 |
No |
8.12 |
91-180 Days |
E-1 |
1141.04 |
None |
No |
|
Investment Banking |