| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37551.25 |
Day 48 |
No |
2559.44 |
7-30 Days |
E-3 |
32934.22 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35075.75 |
Day 48 |
No |
1538.50 |
<7 Days |
E-4 |
31890.09 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7693.91 |
Day 48 |
Yes |
763.94 |
<7 Days |
E-5 |
6732.07 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14116.69 |
Day 48 |
Yes |
819.33 |
<7 Days |
E-6 |
11665.23 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34606.09 |
Day 48 |
Yes |
2585.46 |
91-180 Days |
E-7 |
40511.90 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20569.07 |
Day 48 |
No |
1527.91 |
<7 Days |
E-8 |
19820.16 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11030.57 |
Day 48 |
No |
1101.74 |
31-90 Days |
E-9 |
10369.34 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30606.76 |
Day 48 |
Yes |
1823.92 |
31-90 Days |
G-4 |
32061.44 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15348.74 |
Day 48 |
Yes |
1135.80 |
31-90 Days |
IG-3 |
17434.34 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38265.91 |
Day 48 |
Yes |
2177.00 |
7-30 Days |
IG-4 |
31707.59 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14544.25 |
Day 48 |
Yes |
543.71 |
31-90 Days |
IG-5 |
13772.65 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37586.40 |
Day 48 |
No |
2591.04 |
<7 Days |
IG-6 |
34897.05 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31208.36 |
Day 48 |
Yes |
2349.60 |
<7 Days |
IG-7 |
29879.08 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41070.29 |
Day 48 |
Yes |
1992.67 |
7-30 Days |
IG-8 |
36725.95 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34998.81 |
Day 48 |
Yes |
627.49 |
31-90 Days |
L-1 |
40452.81 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35168.92 |
Day 48 |
No |
2560.24 |
91-180 Days |
L-10 |
33382.41 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4161.67 |
Day 48 |
Yes |
195.89 |
31-90 Days |
L-11 |
3653.78 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43197.38 |
Day 48 |
No |
3358.30 |
31-90 Days |
L-2 |
44053.83 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15528.82 |
Day 48 |
Yes |
590.06 |
<7 Days |
L-3 |
12683.51 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3237.55 |
Day 48 |
Yes |
139.74 |
31-90 Days |
L-4 |
3653.45 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22340.38 |
Day 48 |
Yes |
1399.74 |
<7 Days |
L-5 |
18090.57 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43883.76 |
Day 48 |
No |
4248.23 |
<7 Days |
L-6 |
42991.74 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39844.28 |
Day 48 |
Yes |
34.06 |
7-30 Days |
L-7 |
46505.27 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39541.55 |
Day 48 |
No |
842.66 |
<7 Days |
L-8 |
46518.16 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28655.50 |
Day 48 |
No |
2291.21 |
31-90 Days |
L-9 |
32321.67 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |