| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26431.07 |
Day 47 |
No |
1449.11 |
7-30 Days |
G-3-Q |
25351.38 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15632.63 |
Day 47 |
No |
1516.51 |
<7 Days |
S-5-Q |
16980.48 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21275.78 |
Day 47 |
Yes |
1922.27 |
7-30 Days |
S-6-Q |
23854.40 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
710.11 |
Day 47 |
No |
56.65 |
7-30 Days |
S-7-Q |
636.46 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42965.41 |
Day 47 |
No |
1972.38 |
<7 Days |
E-1-Q |
44593.72 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34236.65 |
Day 47 |
No |
2733.03 |
91-180 Days |
E-2-Q |
35956.54 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15423.19 |
Day 47 |
No |
796.86 |
<7 Days |
IG-1-Q |
13693.10 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9647.94 |
Day 47 |
No |
617.92 |
7-30 Days |
IG-2-Q |
9654.24 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28861.40 |
Day 47 |
No |
1200.73 |
91-180 Days |
C-1 |
34619.16 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30657.58 |
Day 47 |
Yes |
2668.48 |
<7 Days |
CB-4 |
27092.94 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33441.26 |
Day 47 |
No |
3079.09 |
7-30 Days |
E-10 |
32477.75 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34187.54 |
Day 47 |
No |
1485.61 |
31-90 Days |
E-3 |
30525.43 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37634.09 |
Day 47 |
No |
2707.70 |
7-30 Days |
E-4 |
40624.30 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12228.34 |
Day 47 |
No |
881.74 |
<7 Days |
E-5 |
12918.07 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5688.12 |
Day 47 |
Yes |
89.65 |
7-30 Days |
E-6 |
5543.71 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30391.76 |
Day 47 |
Yes |
2984.30 |
<7 Days |
E-7 |
31674.93 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12488.95 |
Day 47 |
No |
1078.86 |
91-180 Days |
E-8 |
14266.47 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7705.17 |
Day 47 |
No |
365.79 |
31-90 Days |
E-9 |
6679.76 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25845.40 |
Day 47 |
No |
2566.53 |
91-180 Days |
G-4 |
24140.84 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29598.76 |
Day 47 |
Yes |
150.88 |
31-90 Days |
IG-3 |
31748.49 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9694.59 |
Day 47 |
Yes |
141.79 |
91-180 Days |
IG-4 |
9799.20 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14613.93 |
Day 47 |
Yes |
776.19 |
91-180 Days |
IG-5 |
13863.82 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31506.45 |
Day 47 |
No |
149.21 |
7-30 Days |
IG-6 |
29704.55 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16783.88 |
Day 47 |
No |
591.50 |
91-180 Days |
IG-7 |
16609.91 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39744.53 |
Day 47 |
No |
730.59 |
7-30 Days |
IG-8 |
44695.61 |
Full |
No |
|
Wholesale Lending |