| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35493.41 |
Day 46 |
Yes |
1276.57 |
7-30 Days |
G-3 |
41401.79 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35384.71 |
Day 46 |
Yes |
3044.84 |
91-180 Days |
IG-1 |
41945.89 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36162.81 |
Day 46 |
Yes |
2429.76 |
31-90 Days |
IG-2 |
36708.97 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2532.50 |
Day 46 |
Yes |
227.65 |
31-90 Days |
S-1 |
2488.77 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19134.42 |
Day 46 |
No |
589.54 |
31-90 Days |
S-2 |
20329.89 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40180.29 |
Day 46 |
No |
1262.55 |
31-90 Days |
S-3 |
41367.65 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42735.35 |
Day 46 |
Yes |
2739.60 |
91-180 Days |
S-4 |
50262.04 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24306.99 |
Day 46 |
Yes |
1049.65 |
<7 Days |
S-5 |
21857.21 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21176.07 |
Day 46 |
Yes |
1752.91 |
31-90 Days |
S-6 |
20023.55 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1385.56 |
Day 46 |
No |
106.17 |
<7 Days |
S-7 |
1438.62 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16477.35 |
Day 47 |
No |
1505.01 |
91-180 Days |
A-0-Q |
15979.66 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27694.97 |
Day 47 |
Yes |
701.05 |
31-90 Days |
A-1-Q |
28952.25 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24866.83 |
Day 47 |
No |
1250.67 |
<7 Days |
A-2-Q |
22285.21 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26481.71 |
Day 47 |
No |
2256.99 |
91-180 Days |
A-3-Q |
27231.15 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25632.10 |
Day 47 |
Yes |
2198.59 |
7-30 Days |
A-4-Q |
22091.34 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10286.61 |
Day 47 |
Yes |
1000.95 |
31-90 Days |
A-5-Q |
11738.10 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42674.11 |
Day 47 |
Yes |
1565.05 |
7-30 Days |
CB-1-Q |
36052.28 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15106.00 |
Day 47 |
Yes |
679.66 |
91-180 Days |
CB-2-Q |
15158.89 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40674.31 |
Day 47 |
Yes |
2562.03 |
7-30 Days |
S-1-Q |
38249.50 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27999.08 |
Day 47 |
No |
1035.04 |
91-180 Days |
S-2-Q |
25751.58 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20536.71 |
Day 47 |
Yes |
1195.20 |
7-30 Days |
S-3-Q |
21588.10 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36994.47 |
Day 47 |
No |
2550.27 |
<7 Days |
S-4-Q |
42247.74 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7382.75 |
Day 47 |
Yes |
320.39 |
7-30 Days |
CB-3-Q |
7335.93 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6768.12 |
Day 47 |
No |
195.94 |
7-30 Days |
G-1-Q |
6404.27 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35778.36 |
Day 47 |
No |
2723.83 |
31-90 Days |
G-2-Q |
41127.13 |
Full |
No |
|
Trading |