| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23943.15 |
Day 31 |
No |
792.85 |
31-90 Days |
Y-2 |
24852.01 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3631.17 |
Day 31 |
Yes |
311.15 |
31-90 Days |
Y-3 |
3946.76 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32275.78 |
Day 31 |
No |
943.32 |
<7 Days |
Y-4 |
32940.30 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40858.52 |
Day 31 |
No |
3229.33 |
7-30 Days |
Z-1 |
35174.20 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16173.79 |
Day 31 |
No |
994.38 |
7-30 Days |
A-2 |
14207.08 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39292.06 |
Day 31 |
Yes |
754.12 |
91-180 Days |
A-3 |
35516.15 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43685.44 |
Day 31 |
No |
3097.48 |
31-90 Days |
A-4 |
50865.34 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11345.79 |
Day 31 |
Yes |
149.27 |
7-30 Days |
A-5 |
10985.11 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34748.41 |
Day 31 |
Yes |
3143.81 |
31-90 Days |
CB-1 |
33790.30 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21406.19 |
Day 31 |
No |
1398.20 |
91-180 Days |
CB-2 |
25109.12 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42863.78 |
Day 31 |
No |
1519.73 |
7-30 Days |
CB-3 |
37508.18 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29892.36 |
Day 31 |
No |
2762.87 |
31-90 Days |
E-1 |
31169.60 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20340.74 |
Day 31 |
Yes |
478.78 |
<7 Days |
E-2 |
19489.19 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36930.71 |
Day 31 |
No |
1311.13 |
91-180 Days |
G-1 |
41027.14 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12476.24 |
Day 31 |
Yes |
741.69 |
<7 Days |
G-2 |
10880.58 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34705.69 |
Day 31 |
No |
2565.04 |
7-30 Days |
G-3 |
28774.00 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2883.63 |
Day 31 |
No |
27.22 |
<7 Days |
IG-1 |
2631.98 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3718.29 |
Day 31 |
Yes |
157.29 |
31-90 Days |
IG-2 |
3080.42 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42295.31 |
Day 31 |
Yes |
3227.18 |
91-180 Days |
S-1 |
45234.91 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9403.62 |
Day 31 |
Yes |
527.95 |
<7 Days |
S-2 |
9093.86 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34750.18 |
Day 31 |
Yes |
1974.68 |
<7 Days |
S-3 |
33496.77 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43431.57 |
Day 31 |
Yes |
3423.48 |
<7 Days |
S-4 |
46332.56 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6880.09 |
Day 31 |
No |
630.68 |
91-180 Days |
S-5 |
7425.57 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12289.96 |
Day 31 |
No |
867.28 |
91-180 Days |
S-6 |
14271.46 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8734.87 |
Day 31 |
Yes |
671.85 |
91-180 Days |
S-7 |
9294.67 |
Full |
No |
|
Wholesale Lending |