| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30722.53 |
Day 31 |
Yes |
1378.77 |
<7 Days |
G-2-Q |
29830.81 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12329.89 |
Day 31 |
Yes |
655.04 |
7-30 Days |
G-3-Q |
14202.04 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33263.01 |
Day 31 |
Yes |
1347.11 |
7-30 Days |
S-5-Q |
29391.19 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31370.16 |
Day 31 |
No |
3004.71 |
91-180 Days |
S-6-Q |
30321.51 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
199.73 |
Day 31 |
Yes |
7.17 |
<7 Days |
S-7-Q |
211.63 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23720.17 |
Day 31 |
Yes |
1957.84 |
7-30 Days |
E-1-Q |
19955.14 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21089.75 |
Day 31 |
No |
68.73 |
<7 Days |
E-2-Q |
19633.29 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17822.08 |
Day 31 |
No |
633.95 |
7-30 Days |
IG-1-Q |
16868.79 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10501.21 |
Day 31 |
No |
1027.11 |
91-180 Days |
IG-2-Q |
11360.76 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29415.73 |
Day 31 |
Yes |
1327.87 |
7-30 Days |
C-1 |
29754.15 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1875.31 |
Day 31 |
No |
184.95 |
7-30 Days |
CB-4 |
1894.55 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42031.78 |
Day 31 |
No |
2745.14 |
31-90 Days |
E-10 |
36577.78 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42582.41 |
Day 31 |
Yes |
119.26 |
<7 Days |
E-3 |
34659.86 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38287.46 |
Day 31 |
Yes |
1699.14 |
<7 Days |
E-4 |
39191.54 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42457.64 |
Day 31 |
No |
3419.72 |
91-180 Days |
E-5 |
35110.41 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13842.69 |
Day 31 |
Yes |
1156.01 |
91-180 Days |
E-6 |
14354.92 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35634.62 |
Day 31 |
No |
1158.34 |
31-90 Days |
E-7 |
29289.65 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9448.04 |
Day 31 |
Yes |
250.39 |
<7 Days |
E-8 |
9616.83 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4136.05 |
Day 31 |
Yes |
134.72 |
<7 Days |
E-9 |
3975.78 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38960.17 |
Day 31 |
No |
3101.29 |
31-90 Days |
G-4 |
36728.67 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36473.07 |
Day 31 |
No |
3459.89 |
91-180 Days |
IG-3 |
42047.12 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32523.49 |
Day 31 |
No |
141.00 |
91-180 Days |
IG-4 |
32481.86 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8652.88 |
Day 31 |
Yes |
36.74 |
<7 Days |
IG-5 |
10268.59 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41126.04 |
Day 31 |
Yes |
2437.21 |
31-90 Days |
IG-6 |
47430.90 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17739.24 |
Day 31 |
No |
842.76 |
<7 Days |
IG-7 |
16527.38 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |