| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
39376.47 |
151 - 179 Days |
Yes |
1619.32 |
31-90 Days |
E-3 |
44486.35 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
37912.18 |
151 - 179 Days |
Yes |
661.47 |
<7 Days |
E-4 |
38410.65 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
10451.01 |
151 - 179 Days |
No |
530.97 |
7-30 Days |
E-5 |
9047.60 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
10036.90 |
151 - 179 Days |
Yes |
86.37 |
91-180 Days |
E-6 |
8561.75 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
33634.11 |
151 - 179 Days |
Yes |
846.10 |
7-30 Days |
E-7 |
33016.61 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
22590.06 |
151 - 179 Days |
No |
934.35 |
7-30 Days |
E-8 |
19466.17 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
17965.67 |
151 - 179 Days |
No |
206.89 |
<7 Days |
E-9 |
17457.42 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
20382.69 |
151 - 179 Days |
No |
1084.29 |
<7 Days |
G-4 |
20989.99 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
33614.18 |
151 - 179 Days |
Yes |
2939.43 |
31-90 Days |
IG-3 |
29326.83 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
31555.07 |
151 - 179 Days |
No |
3151.44 |
<7 Days |
IG-4 |
27731.64 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
28433.08 |
151 - 179 Days |
No |
1865.56 |
7-30 Days |
IG-5 |
24481.84 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
30484.91 |
151 - 179 Days |
No |
970.19 |
91-180 Days |
IG-6 |
34887.88 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
8714.18 |
151 - 179 Days |
Yes |
839.76 |
91-180 Days |
IG-7 |
9732.10 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
36327.88 |
151 - 179 Days |
Yes |
72.69 |
31-90 Days |
IG-8 |
32059.55 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
33145.51 |
151 - 179 Days |
No |
1007.40 |
<7 Days |
L-1 |
32941.03 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
10163.86 |
151 - 179 Days |
No |
160.95 |
91-180 Days |
L-10 |
10282.61 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
39206.89 |
151 - 179 Days |
Yes |
2805.40 |
91-180 Days |
L-11 |
46401.84 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
7609.53 |
151 - 179 Days |
Yes |
107.31 |
<7 Days |
L-2 |
7500.31 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
25127.82 |
151 - 179 Days |
Yes |
356.55 |
31-90 Days |
L-3 |
28565.71 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
12533.49 |
151 - 179 Days |
Yes |
328.73 |
<7 Days |
L-4 |
11775.77 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
27376.47 |
151 - 179 Days |
No |
861.62 |
<7 Days |
L-5 |
27160.54 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
14684.80 |
151 - 179 Days |
Yes |
851.39 |
91-180 Days |
L-6 |
17007.73 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
5658.30 |
151 - 179 Days |
No |
469.44 |
<7 Days |
L-7 |
5228.43 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
36414.57 |
151 - 179 Days |
No |
1827.41 |
31-90 Days |
L-8 |
32664.68 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
21531.19 |
151 - 179 Days |
No |
797.40 |
31-90 Days |
L-9 |
21730.95 |
None |
No |
|
Capital Markets |