| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
20134.72 |
151 - 179 Days |
No |
1684.53 |
<7 Days |
A-1-Q |
18504.22 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
5278.26 |
151 - 179 Days |
No |
394.82 |
91-180 Days |
A-2-Q |
4290.40 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
11123.10 |
151 - 179 Days |
Yes |
1095.34 |
<7 Days |
A-3-Q |
11182.47 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
6596.37 |
151 - 179 Days |
Yes |
466.03 |
7-30 Days |
A-4-Q |
6515.74 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
15339.79 |
151 - 179 Days |
No |
161.78 |
7-30 Days |
A-5-Q |
17626.26 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
23143.39 |
151 - 179 Days |
No |
537.59 |
91-180 Days |
CB-1-Q |
18672.03 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
37570.14 |
151 - 179 Days |
No |
294.04 |
91-180 Days |
CB-2-Q |
39618.18 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
11525.51 |
151 - 179 Days |
Yes |
1085.00 |
7-30 Days |
S-1-Q |
12959.62 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
28434.73 |
151 - 179 Days |
No |
642.50 |
31-90 Days |
S-2-Q |
33723.60 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
5716.03 |
151 - 179 Days |
No |
554.24 |
91-180 Days |
S-3-Q |
5647.35 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
22934.46 |
151 - 179 Days |
Yes |
429.97 |
31-90 Days |
S-4-Q |
19607.03 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
3906.73 |
151 - 179 Days |
Yes |
93.37 |
7-30 Days |
CB-3-Q |
4170.11 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
17183.53 |
151 - 179 Days |
Yes |
1483.38 |
7-30 Days |
G-1-Q |
17162.66 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
28547.92 |
151 - 179 Days |
No |
1006.81 |
31-90 Days |
G-2-Q |
33744.82 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
37663.81 |
151 - 179 Days |
Yes |
1379.54 |
31-90 Days |
G-3-Q |
42643.18 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
25557.37 |
151 - 179 Days |
No |
253.09 |
91-180 Days |
S-5-Q |
29774.78 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
6730.04 |
151 - 179 Days |
Yes |
171.10 |
31-90 Days |
S-6-Q |
5585.60 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
10395.26 |
151 - 179 Days |
Yes |
700.87 |
91-180 Days |
S-7-Q |
12288.12 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
23379.56 |
151 - 179 Days |
Yes |
1190.53 |
31-90 Days |
E-1-Q |
22119.99 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
36856.74 |
151 - 179 Days |
Yes |
942.42 |
7-30 Days |
E-2-Q |
36164.60 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
34402.91 |
151 - 179 Days |
No |
2147.57 |
<7 Days |
IG-1-Q |
35012.24 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
15939.85 |
151 - 179 Days |
No |
929.53 |
91-180 Days |
IG-2-Q |
13171.31 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
36718.62 |
151 - 179 Days |
No |
3222.96 |
7-30 Days |
C-1 |
41799.91 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
30766.64 |
151 - 179 Days |
Yes |
35.06 |
7-30 Days |
CB-4 |
28840.86 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
19487.86 |
151 - 179 Days |
No |
1869.31 |
7-30 Days |
E-10 |
21587.44 |
None |
No |
|
Trading |