| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12132.05 |
Day 46 |
864.74 |
<30 Days |
A-0-Q |
1025.37 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
8706.87 |
Day 46 |
69.40 |
Open |
A-1-Q |
365.29 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13927.96 |
Day 46 |
486.02 |
<30 Days |
A-2-Q |
2273.57 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
8277.74 |
Day 46 |
745.69 |
<30 Days |
A-3-Q |
1128.97 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11839.20 |
Day 46 |
716.03 |
30-90 Days |
A-4-Q |
2345.14 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15085.79 |
Day 46 |
1754.98 |
30-90 Days |
A-5-Q |
1545.67 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1549.49 |
Day 46 |
168.30 |
<30 Days |
CB-1-Q |
118.67 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
5035.20 |
Day 46 |
530.64 |
91-180 Days |
CB-2-Q |
114.15 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14133.52 |
Day 46 |
231.23 |
91-180 Days |
S-1-Q |
1344.45 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
17082.17 |
Day 46 |
1233.16 |
30-90 Days |
S-2-Q |
2571.02 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8159.93 |
Day 46 |
734.57 |
Open |
S-3-Q |
935.71 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9040.38 |
Day 46 |
730.18 |
91-180 Days |
S-4-Q |
175.53 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5580.83 |
Day 46 |
676.08 |
<30 Days |
CB-3-Q |
390.27 |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1862.18 |
Day 46 |
210.06 |
30-90 Days |
G-1-Q |
4.25 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2548.16 |
Day 46 |
339.85 |
91-180 Days |
G-2-Q |
13.65 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5925.06 |
Day 46 |
785.62 |
Open |
G-3-Q |
555.60 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9586.60 |
Day 46 |
283.97 |
Open |
S-5-Q |
87.66 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11499.14 |
Day 46 |
1351.51 |
30-90 Days |
S-6-Q |
921.12 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1857.08 |
Day 46 |
167.30 |
Open |
S-7-Q |
8.57 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
4671.19 |
Day 46 |
301.33 |
<30 Days |
E-1-Q |
589.65 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
5382.79 |
Day 46 |
634.28 |
Open |
E-2-Q |
903.69 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
10575.29 |
Day 46 |
150.97 |
91-180 Days |
IG-1-Q |
1165.45 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16272.26 |
Day 46 |
665.44 |
91-180 Days |
IG-2-Q |
2590.47 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14022.58 |
Day 46 |
1320.36 |
91-180 Days |
C-1 |
323.68 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12176.56 |
Day 46 |
1246.43 |
30-90 Days |
CB-4 |
1633.16 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |