| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4774.13 |
Day 45 |
194.97 |
<30 Days |
Y-2 |
277.50 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15463.31 |
Day 45 |
762.39 |
<30 Days |
Y-3 |
731.41 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16807.46 |
Day 45 |
1964.15 |
91-180 Days |
Y-4 |
1623.27 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
15551.56 |
Day 45 |
852.82 |
30-90 Days |
Z-1 |
1222.39 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7426.99 |
Day 45 |
214.32 |
Open |
A-2 |
1169.42 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11159.22 |
Day 45 |
1636.28 |
30-90 Days |
A-3 |
1648.47 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
6981.08 |
Day 45 |
691.46 |
Open |
A-4 |
74.36 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12335.20 |
Day 45 |
1307.88 |
91-180 Days |
A-5 |
1185.89 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4338.05 |
Day 45 |
388.05 |
91-180 Days |
CB-1 |
5.57 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4104.58 |
Day 45 |
513.11 |
<30 Days |
CB-2 |
411.87 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10703.16 |
Day 45 |
771.45 |
Open |
CB-3 |
1542.62 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
7885.29 |
Day 45 |
828.55 |
Open |
E-1 |
722.47 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3133.22 |
Day 45 |
457.69 |
30-90 Days |
E-2 |
454.10 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
15485.89 |
Day 45 |
355.98 |
91-180 Days |
G-1 |
2717.94 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
980.65 |
Day 45 |
21.61 |
30-90 Days |
G-2 |
89.28 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
6512.58 |
Day 45 |
611.76 |
91-180 Days |
G-3 |
969.37 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16661.90 |
Day 45 |
576.61 |
<30 Days |
IG-1 |
387.50 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14093.39 |
Day 45 |
2061.74 |
<30 Days |
IG-2 |
1820.71 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12980.84 |
Day 45 |
1023.59 |
30-90 Days |
S-1 |
910.08 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3336.46 |
Day 45 |
69.97 |
Open |
S-2 |
638.12 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13642.92 |
Day 45 |
1399.84 |
Open |
S-3 |
1825.24 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1365.30 |
Day 45 |
81.61 |
Open |
S-4 |
247.99 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13494.29 |
Day 45 |
589.72 |
Open |
S-5 |
1383.66 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1531.62 |
Day 45 |
27.88 |
91-180 Days |
S-6 |
11.73 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2866.89 |
Day 45 |
211.87 |
Open |
S-7 |
526.71 |
Yes |
Liberty Wealth Management LLC |
Legal |