| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
3137.23 |
151 - 179 Days |
463.09 |
30-90 Days |
CB-1-Q |
470.51 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
7249.03 |
151 - 179 Days |
154.09 |
<30 Days |
CB-2-Q |
436.06 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
6148.34 |
151 - 179 Days |
384.54 |
30-90 Days |
S-1-Q |
89.28 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
491.60 |
151 - 179 Days |
64.24 |
<30 Days |
S-2-Q |
46.82 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
10788.90 |
151 - 179 Days |
76.65 |
<30 Days |
S-3-Q |
324.89 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
14389.18 |
151 - 179 Days |
908.77 |
91-180 Days |
S-4-Q |
1460.62 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
5089.29 |
151 - 179 Days |
507.73 |
<30 Days |
CB-3-Q |
892.25 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
4741.79 |
151 - 179 Days |
135.31 |
Open |
G-1-Q |
689.79 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
11332.55 |
151 - 179 Days |
1102.33 |
Open |
G-2-Q |
1501.79 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
15917.51 |
151 - 179 Days |
2225.79 |
30-90 Days |
G-3-Q |
2159.68 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
8959.45 |
151 - 179 Days |
1339.33 |
<30 Days |
S-5-Q |
1771.71 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
5372.15 |
151 - 179 Days |
366.74 |
91-180 Days |
S-6-Q |
429.78 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
5240.78 |
151 - 179 Days |
434.50 |
91-180 Days |
S-7-Q |
808.45 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
3436.47 |
151 - 179 Days |
502.87 |
Open |
E-1-Q |
682.94 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
4434.39 |
151 - 179 Days |
612.33 |
91-180 Days |
E-2-Q |
750.39 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
6337.66 |
151 - 179 Days |
798.94 |
Open |
IG-1-Q |
311.00 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
3062.39 |
151 - 179 Days |
83.66 |
<30 Days |
IG-2-Q |
494.48 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
11389.89 |
151 - 179 Days |
1660.00 |
Open |
C-1 |
2231.28 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
13702.07 |
151 - 179 Days |
1675.91 |
<30 Days |
CB-4 |
1079.31 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
13790.68 |
151 - 179 Days |
1534.69 |
Open |
E-10 |
1080.92 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
12361.94 |
151 - 179 Days |
46.56 |
30-90 Days |
E-3 |
2281.53 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
9538.18 |
151 - 179 Days |
1423.20 |
<30 Days |
E-4 |
137.09 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
7494.70 |
151 - 179 Days |
178.99 |
30-90 Days |
E-5 |
1193.19 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
7010.61 |
151 - 179 Days |
1006.49 |
Open |
E-6 |
218.02 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
13548.52 |
151 - 179 Days |
1357.09 |
<30 Days |
E-7 |
2453.31 |
No |
|
Risk Management |