| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
351.70 |
121 - 150 Days |
38.57 |
91-180 Days |
L-4 |
47.36 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
9202.13 |
121 - 150 Days |
58.34 |
91-180 Days |
L-5 |
299.01 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
3876.73 |
121 - 150 Days |
406.62 |
91-180 Days |
L-6 |
191.96 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
5490.39 |
121 - 150 Days |
313.27 |
<30 Days |
L-7 |
1033.32 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
4568.88 |
121 - 150 Days |
483.05 |
Open |
L-8 |
156.23 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
7696.78 |
121 - 150 Days |
823.58 |
Open |
L-9 |
733.78 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
13318.20 |
121 - 150 Days |
162.60 |
Open |
LC-1 |
1434.56 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
1338.49 |
121 - 150 Days |
143.38 |
<30 Days |
LC-2 |
21.76 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
3979.03 |
121 - 150 Days |
437.15 |
Open |
N-1 |
147.48 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
9987.11 |
121 - 150 Days |
1421.55 |
91-180 Days |
N-2 |
953.13 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
8717.34 |
121 - 150 Days |
253.40 |
<30 Days |
N-3 |
1534.07 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
1698.44 |
121 - 150 Days |
44.73 |
30-90 Days |
N-4 |
166.42 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
11682.54 |
121 - 150 Days |
541.52 |
30-90 Days |
N-5 |
1340.26 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
12008.17 |
121 - 150 Days |
655.11 |
Open |
N-6 |
834.61 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
1922.06 |
121 - 150 Days |
272.00 |
91-180 Days |
N-7 |
369.72 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
10928.00 |
121 - 150 Days |
0.75 |
Open |
P-1 |
1146.54 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
12282.49 |
121 - 150 Days |
787.64 |
Open |
P-2 |
1001.92 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
7732.47 |
121 - 150 Days |
1048.48 |
30-90 Days |
S-8 |
280.36 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
16922.09 |
121 - 150 Days |
356.27 |
30-90 Days |
Y-1 |
389.22 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
85.87 |
121 - 150 Days |
6.33 |
Open |
Y-2 |
16.69 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
2190.09 |
121 - 150 Days |
32.09 |
<30 Days |
Y-3 |
72.34 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
Yes |
11240.14 |
121 - 150 Days |
1396.19 |
30-90 Days |
Y-4 |
1563.18 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
13689.87 |
121 - 150 Days |
1912.90 |
<30 Days |
Z-1 |
2368.71 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
12925.70 |
121 - 150 Days |
1108.98 |
30-90 Days |
A-2 |
1669.78 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Other Supervised Non-Bank Financial Entity |
No |
5365.01 |
121 - 150 Days |
737.49 |
30-90 Days |
A-3 |
1023.55 |
Yes |
Liberty Capital Markets Inc. |
Treasury |