| 2025-09-09 |
I.S.7 |
Non-Regulated Fund |
Day 23 |
276059.46 |
E-3 |
| 2025-09-09 |
I.S.7 |
Broker-Dealer |
Day 28 |
4474973.76 |
L-5 |
| 2025-09-09 |
I.S.7 |
Broker-Dealer |
Day 17 |
2256600.24 |
IG-2-Q |
| 2025-09-09 |
I.S.7 |
Bank |
Day 12 |
2588656.20 |
S-1 |
| 2025-09-09 |
I.S.7 |
Pension Fund |
83 - 90 Days |
3701711.83 |
CB-1 |
| 2025-09-09 |
I.S.7 |
Financial Market Utility |
Day 32 |
3111535.24 |
A-2-Q |
| 2025-09-09 |
I.S.7 |
Non-Regulated Fund |
Day 12 |
5886815.38 |
CB-2 |
| 2025-09-09 |
I.S.7 |
Non-Regulated Fund |
Day 31 |
2285819.94 |
S-5 |
| 2025-09-09 |
I.S.7 |
Investment Company or Advisor |
Day 43 |
2873961.40 |
IG-1 |
| 2025-09-09 |
I.S.7 |
Investment Company or Advisor |
Day 12 |
3668329.56 |
CB-3 |
| 2025-09-09 |
I.S.7 |
Investment Company or Advisor |
Day 3 |
14932.13 |
N-5 |
| 2025-09-09 |
I.S.7 |
Bank |
Day 17 |
1644120.59 |
Y-1 |
| 2025-09-09 |
I.S.7 |
Pension Fund |
Day 24 |
3331627.15 |
IG-3 |
| 2025-09-09 |
I.S.7 |
Investment Company or Advisor |
Day 39 |
4474376.13 |
S-1 |
| 2025-09-09 |
I.S.7 |
Broker-Dealer |
Day 39 |
3351889.71 |
A-5 |
| 2025-09-09 |
I.S.8 |
Investment Company or Advisor |
Day 33 |
834228.16 |
IG-1-Q |
| 2025-09-09 |
I.S.8 |
Financial Market Utility |
Day 58 |
175969.54 |
IG-8 |
| 2025-09-09 |
I.S.8 |
Non-Regulated Fund |
Day 29 |
1647783.86 |
L-4 |
| 2025-09-09 |
I.S.8 |
Investment Company or Advisor |
61 - 67 Days |
1841394.15 |
L-4 |
| 2025-09-09 |
I.S.8 |
Broker-Dealer |
Open |
1904494.62 |
G-2 |
| 2025-09-09 |
I.S.8 |
Financial Market Utility |
Day 28 |
2380459.27 |
CB-3-Q |
| 2025-09-09 |
I.S.8 |
Bank |
Day 54 |
1804539.88 |
E-3 |
| 2025-09-09 |
I.S.8 |
Other Supervised Non-Bank Financial Entity |
Day 55 |
1972662.54 |
E-2-Q |
| 2025-09-09 |
I.S.8 |
Financial Market Utility |
Day 15 |
2398509.92 |
L-7 |
| 2025-09-09 |
I.S.8 |
Bank |
Day 33 |
2689944.40 |
L-3 |