| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4809.94 |
Day 58 |
No |
328.98 |
31-90 Days |
E-5 |
3927.48 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10512.37 |
Day 58 |
Yes |
129.32 |
91-180 Days |
E-6 |
12470.49 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19580.33 |
Day 58 |
No |
889.99 |
31-90 Days |
E-7 |
22720.28 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23023.73 |
Day 58 |
Yes |
822.96 |
7-30 Days |
E-8 |
22699.60 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
1220.92 |
Day 58 |
Yes |
58.08 |
91-180 Days |
E-9 |
1232.09 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
8238.60 |
Day 58 |
No |
676.37 |
91-180 Days |
G-4 |
7753.00 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
35321.73 |
Day 58 |
No |
850.31 |
<7 Days |
IG-3 |
39213.02 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
979.11 |
Day 58 |
Yes |
61.70 |
91-180 Days |
IG-4 |
1031.03 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37449.94 |
Day 58 |
No |
1198.51 |
7-30 Days |
IG-5 |
33953.33 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
5622.51 |
Day 58 |
Yes |
48.79 |
91-180 Days |
IG-6 |
5998.44 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
41859.08 |
Day 58 |
No |
194.39 |
7-30 Days |
IG-7 |
34846.01 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32488.38 |
Day 58 |
Yes |
851.31 |
91-180 Days |
IG-8 |
35391.92 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
20125.66 |
Day 58 |
No |
1834.01 |
31-90 Days |
L-1 |
22591.14 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41186.72 |
Day 58 |
Yes |
1289.82 |
<7 Days |
L-10 |
42682.61 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32978.56 |
Day 58 |
Yes |
1053.17 |
91-180 Days |
L-11 |
32778.90 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3096.39 |
Day 58 |
Yes |
150.31 |
31-90 Days |
L-2 |
2708.55 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18644.21 |
Day 58 |
No |
783.35 |
91-180 Days |
L-3 |
21450.79 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
31320.14 |
Day 58 |
Yes |
2006.62 |
7-30 Days |
L-4 |
33650.84 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
15480.49 |
Day 58 |
Yes |
1110.57 |
31-90 Days |
L-5 |
17908.52 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29221.69 |
Day 58 |
No |
38.07 |
31-90 Days |
L-6 |
30294.20 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32781.62 |
Day 58 |
Yes |
1312.68 |
31-90 Days |
L-7 |
30602.22 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
28852.78 |
Day 58 |
No |
652.10 |
31-90 Days |
L-8 |
29181.60 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22834.91 |
Day 58 |
No |
1784.39 |
31-90 Days |
L-9 |
21283.35 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
18554.42 |
Day 58 |
No |
1424.11 |
7-30 Days |
LC-1 |
19010.09 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
1451.52 |
Day 58 |
Yes |
15.82 |
<7 Days |
LC-2 |
1679.39 |
Full |
No |
|
Treasury |