| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
2677.66 |
Day 47 |
Yes |
248.06 |
<7 Days |
CB-2-Q |
2344.21 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
16237.38 |
Day 47 |
No |
1151.60 |
7-30 Days |
S-1-Q |
17175.51 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
35172.22 |
Day 47 |
No |
2682.09 |
31-90 Days |
S-2-Q |
28440.15 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
1530.77 |
Day 47 |
Yes |
14.14 |
91-180 Days |
S-3-Q |
1670.87 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13701.53 |
Day 47 |
No |
505.62 |
31-90 Days |
S-4-Q |
15393.54 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
10881.54 |
Day 47 |
No |
683.27 |
7-30 Days |
CB-3-Q |
9622.08 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17446.14 |
Day 47 |
Yes |
493.16 |
7-30 Days |
G-1-Q |
15494.75 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8236.51 |
Day 47 |
Yes |
429.02 |
7-30 Days |
G-2-Q |
8731.62 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
14885.55 |
Day 47 |
No |
491.49 |
7-30 Days |
G-3-Q |
13162.40 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43517.80 |
Day 47 |
No |
673.98 |
31-90 Days |
S-5-Q |
47686.32 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23264.49 |
Day 47 |
No |
1369.76 |
31-90 Days |
S-6-Q |
22262.20 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42490.91 |
Day 47 |
No |
603.89 |
31-90 Days |
S-7-Q |
36699.75 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11952.94 |
Day 47 |
Yes |
167.93 |
31-90 Days |
E-1-Q |
10459.43 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
13168.34 |
Day 47 |
Yes |
545.44 |
7-30 Days |
E-2-Q |
14817.22 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3578.84 |
Day 47 |
No |
56.41 |
<7 Days |
IG-1-Q |
3432.69 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
20837.94 |
Day 47 |
Yes |
946.78 |
7-30 Days |
IG-2-Q |
18862.64 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
8242.47 |
Day 47 |
Yes |
791.75 |
<7 Days |
C-1 |
8858.90 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13755.86 |
Day 47 |
Yes |
289.22 |
91-180 Days |
CB-4 |
14435.24 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
25629.85 |
Day 47 |
No |
268.80 |
91-180 Days |
E-10 |
28845.08 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
1885.53 |
Day 47 |
Yes |
90.80 |
31-90 Days |
E-3 |
2216.42 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11390.63 |
Day 47 |
Yes |
292.99 |
7-30 Days |
E-4 |
10376.28 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
7266.46 |
Day 47 |
Yes |
484.38 |
<7 Days |
E-5 |
6730.06 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15888.50 |
Day 47 |
Yes |
1517.66 |
31-90 Days |
E-6 |
15921.72 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39315.88 |
Day 47 |
Yes |
1713.50 |
7-30 Days |
E-7 |
36890.38 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
9803.71 |
Day 47 |
No |
20.42 |
<7 Days |
E-8 |
8329.79 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |