| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
41192.21 |
Day 46 |
No |
3453.31 |
91-180 Days |
IG-1-Q |
39545.80 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24492.71 |
Day 46 |
Yes |
1318.01 |
<7 Days |
IG-2-Q |
20750.04 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13744.29 |
Day 46 |
No |
958.54 |
31-90 Days |
C-1 |
11418.67 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
14681.18 |
Day 46 |
Yes |
628.70 |
91-180 Days |
CB-4 |
12778.68 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
38001.97 |
Day 46 |
Yes |
3565.52 |
91-180 Days |
E-10 |
37329.45 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
35742.80 |
Day 46 |
No |
1980.90 |
91-180 Days |
E-3 |
36204.03 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13582.37 |
Day 46 |
No |
1179.90 |
31-90 Days |
E-4 |
12922.49 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14404.98 |
Day 46 |
Yes |
893.52 |
31-90 Days |
E-5 |
12683.28 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
21918.90 |
Day 46 |
Yes |
937.49 |
31-90 Days |
E-6 |
21719.91 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
21067.59 |
Day 46 |
No |
2099.27 |
<7 Days |
E-7 |
20645.24 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
27881.96 |
Day 46 |
Yes |
1628.66 |
91-180 Days |
E-8 |
33229.50 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
15863.14 |
Day 46 |
Yes |
1538.87 |
7-30 Days |
E-9 |
13107.37 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
855.93 |
Day 46 |
Yes |
50.37 |
91-180 Days |
G-4 |
862.07 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
8298.34 |
Day 46 |
Yes |
797.30 |
7-30 Days |
IG-3 |
7718.18 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33587.86 |
Day 46 |
Yes |
2072.64 |
<7 Days |
IG-4 |
36071.41 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
28028.62 |
Day 46 |
No |
1802.39 |
31-90 Days |
IG-5 |
25738.91 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
20282.37 |
Day 46 |
Yes |
11.67 |
31-90 Days |
IG-6 |
22035.26 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10834.03 |
Day 46 |
No |
334.93 |
<7 Days |
IG-7 |
10807.43 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
1592.96 |
Day 46 |
Yes |
125.48 |
7-30 Days |
IG-8 |
1297.86 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22000.49 |
Day 46 |
Yes |
1219.81 |
7-30 Days |
L-1 |
26270.48 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39076.57 |
Day 46 |
No |
3633.96 |
7-30 Days |
L-10 |
35317.60 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
36549.90 |
Day 46 |
No |
2872.87 |
91-180 Days |
L-11 |
43669.66 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
15898.72 |
Day 46 |
No |
167.89 |
91-180 Days |
L-2 |
18085.79 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11338.55 |
Day 46 |
No |
788.87 |
<7 Days |
L-3 |
11221.64 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7593.57 |
Day 46 |
No |
699.37 |
91-180 Days |
L-4 |
6669.74 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |