| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33402.54 |
Day 43 |
No |
2488.90 |
31-90 Days |
IG-7 |
29662.88 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33911.30 |
Day 43 |
Yes |
2717.38 |
91-180 Days |
IG-8 |
35525.60 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39256.75 |
Day 43 |
No |
122.55 |
7-30 Days |
L-1 |
38161.70 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
5608.74 |
Day 43 |
No |
28.43 |
31-90 Days |
L-10 |
5711.64 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11912.09 |
Day 43 |
Yes |
497.68 |
31-90 Days |
L-11 |
12475.85 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22680.68 |
Day 43 |
Yes |
71.92 |
7-30 Days |
L-2 |
24970.36 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21296.52 |
Day 43 |
Yes |
200.35 |
91-180 Days |
L-3 |
19743.37 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38170.09 |
Day 43 |
Yes |
2939.48 |
<7 Days |
L-4 |
33342.25 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32834.94 |
Day 43 |
Yes |
1511.05 |
7-30 Days |
L-5 |
26679.54 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41625.65 |
Day 43 |
Yes |
2027.03 |
<7 Days |
L-6 |
34506.08 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42506.28 |
Day 43 |
Yes |
3459.73 |
91-180 Days |
L-7 |
38431.86 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
7754.38 |
Day 43 |
Yes |
674.49 |
31-90 Days |
L-8 |
8641.81 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
34640.73 |
Day 43 |
Yes |
827.34 |
91-180 Days |
L-9 |
35933.22 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
35579.48 |
Day 43 |
Yes |
284.09 |
91-180 Days |
LC-1 |
35652.64 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
41538.65 |
Day 43 |
Yes |
2062.40 |
7-30 Days |
LC-2 |
39438.64 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33054.20 |
Day 43 |
No |
287.47 |
7-30 Days |
N-1 |
34853.97 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29936.05 |
Day 43 |
No |
2906.10 |
91-180 Days |
N-2 |
27789.57 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11681.40 |
Day 43 |
No |
632.45 |
91-180 Days |
N-3 |
12993.60 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4570.74 |
Day 43 |
No |
113.83 |
91-180 Days |
N-4 |
4110.13 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6629.02 |
Day 43 |
No |
449.17 |
7-30 Days |
N-5 |
6159.33 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33866.70 |
Day 43 |
Yes |
2754.41 |
7-30 Days |
N-6 |
39614.10 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42364.56 |
Day 43 |
Yes |
3962.40 |
31-90 Days |
N-7 |
39265.05 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24157.98 |
Day 43 |
Yes |
2336.87 |
<7 Days |
P-1 |
21624.21 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30445.12 |
Day 43 |
No |
1790.36 |
31-90 Days |
P-2 |
36196.90 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37608.83 |
Day 43 |
Yes |
2227.31 |
<7 Days |
S-8 |
44136.42 |
Full |
No |
|
Capital Markets |