| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22365.29 |
Day 42 |
Yes |
1252.76 |
<7 Days |
E-4 |
22769.42 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
3503.21 |
Day 42 |
No |
28.93 |
7-30 Days |
E-5 |
3225.54 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41539.89 |
Day 42 |
No |
3147.36 |
7-30 Days |
E-6 |
37932.79 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30456.49 |
Day 42 |
No |
2389.07 |
91-180 Days |
E-7 |
26476.23 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30844.95 |
Day 42 |
Yes |
1905.06 |
<7 Days |
E-8 |
27025.39 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
9786.32 |
Day 42 |
Yes |
678.42 |
31-90 Days |
E-9 |
8224.29 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24595.10 |
Day 42 |
Yes |
1818.96 |
31-90 Days |
G-4 |
26166.13 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
43399.38 |
Day 42 |
Yes |
2441.21 |
91-180 Days |
IG-3 |
48232.87 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18340.36 |
Day 42 |
Yes |
1129.15 |
7-30 Days |
IG-4 |
20696.48 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41568.37 |
Day 42 |
Yes |
3438.84 |
31-90 Days |
IG-5 |
34155.07 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37096.85 |
Day 42 |
Yes |
1643.28 |
7-30 Days |
IG-6 |
33803.96 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40648.20 |
Day 42 |
No |
1562.06 |
91-180 Days |
IG-7 |
37652.37 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19038.60 |
Day 42 |
Yes |
1158.70 |
31-90 Days |
IG-8 |
17546.48 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
2471.34 |
Day 42 |
Yes |
86.75 |
31-90 Days |
L-1 |
2453.41 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10595.87 |
Day 42 |
No |
443.72 |
31-90 Days |
L-10 |
8764.16 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
43824.24 |
Day 42 |
No |
1063.56 |
<7 Days |
L-11 |
39993.54 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24611.57 |
Day 42 |
Yes |
640.47 |
<7 Days |
L-2 |
20857.65 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
3152.83 |
Day 42 |
Yes |
180.47 |
<7 Days |
L-3 |
3306.93 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
28045.17 |
Day 42 |
Yes |
2185.14 |
7-30 Days |
L-4 |
28261.02 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24310.08 |
Day 42 |
No |
946.14 |
<7 Days |
L-5 |
24721.16 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19907.75 |
Day 42 |
No |
1149.08 |
7-30 Days |
L-6 |
18882.57 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14671.26 |
Day 42 |
Yes |
810.06 |
31-90 Days |
L-7 |
13858.93 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
11613.88 |
Day 42 |
No |
97.61 |
31-90 Days |
L-8 |
11016.49 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43649.48 |
Day 42 |
Yes |
913.50 |
31-90 Days |
L-9 |
42599.02 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
38586.89 |
Day 42 |
Yes |
178.07 |
31-90 Days |
LC-1 |
36656.56 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |