| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
14581.92 |
Day 38 |
No |
1246.67 |
<7 Days |
S-2 |
13721.48 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
11461.62 |
Day 38 |
Yes |
211.67 |
31-90 Days |
S-3 |
10197.54 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
12129.07 |
Day 38 |
Yes |
1178.63 |
91-180 Days |
S-4 |
9800.18 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39277.42 |
Day 38 |
No |
1487.13 |
7-30 Days |
S-5 |
37989.61 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26040.01 |
Day 38 |
No |
1283.09 |
<7 Days |
S-6 |
27978.71 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
43956.37 |
Day 38 |
Yes |
462.04 |
7-30 Days |
S-7 |
45870.94 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24367.43 |
Day 39 |
Yes |
157.47 |
91-180 Days |
A-0-Q |
29041.51 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38658.01 |
Day 39 |
No |
147.90 |
31-90 Days |
A-1-Q |
32893.49 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39021.36 |
Day 39 |
No |
1610.09 |
7-30 Days |
A-2-Q |
33022.41 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41746.84 |
Day 39 |
Yes |
156.54 |
7-30 Days |
A-3-Q |
39162.42 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
16406.45 |
Day 39 |
No |
1461.44 |
<7 Days |
A-4-Q |
15418.06 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11488.52 |
Day 39 |
Yes |
500.78 |
<7 Days |
A-5-Q |
10765.56 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
41349.40 |
Day 39 |
No |
963.52 |
7-30 Days |
CB-1-Q |
44715.75 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30907.10 |
Day 39 |
No |
856.72 |
<7 Days |
CB-2-Q |
36971.10 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40888.89 |
Day 39 |
No |
350.26 |
7-30 Days |
S-1-Q |
46758.99 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11549.16 |
Day 39 |
No |
56.65 |
<7 Days |
S-2-Q |
12582.39 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
17886.75 |
Day 39 |
Yes |
1115.71 |
91-180 Days |
S-3-Q |
14968.79 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29938.55 |
Day 39 |
Yes |
2553.29 |
7-30 Days |
S-4-Q |
28155.72 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
2253.52 |
Day 39 |
No |
14.69 |
31-90 Days |
CB-3-Q |
2362.56 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29277.30 |
Day 39 |
No |
2490.38 |
91-180 Days |
G-1-Q |
29013.84 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14887.71 |
Day 39 |
Yes |
901.03 |
<7 Days |
G-2-Q |
17051.06 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43465.06 |
Day 39 |
Yes |
1161.60 |
<7 Days |
G-3-Q |
47468.62 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
34253.51 |
Day 39 |
Yes |
2867.70 |
31-90 Days |
S-5-Q |
38169.08 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33781.26 |
Day 39 |
Yes |
2855.81 |
31-90 Days |
S-6-Q |
37609.60 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13944.60 |
Day 39 |
Yes |
365.02 |
7-30 Days |
S-7-Q |
15776.08 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |