| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22762.15 |
Day 38 |
No |
2139.81 |
91-180 Days |
S-1-Q |
21854.35 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
1703.63 |
Day 38 |
Yes |
143.27 |
7-30 Days |
S-2-Q |
1636.02 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
36620.62 |
Day 38 |
Yes |
2838.96 |
7-30 Days |
S-3-Q |
41246.21 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30097.79 |
Day 38 |
No |
625.37 |
7-30 Days |
S-4-Q |
25405.17 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43155.42 |
Day 38 |
Yes |
2387.75 |
31-90 Days |
CB-3-Q |
43222.44 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32379.36 |
Day 38 |
No |
510.10 |
31-90 Days |
G-1-Q |
32568.40 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
1572.42 |
Day 38 |
Yes |
2.71 |
<7 Days |
G-2-Q |
1778.74 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
9700.97 |
Day 38 |
Yes |
387.83 |
<7 Days |
G-3-Q |
8010.23 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
18621.67 |
Day 38 |
No |
274.17 |
91-180 Days |
S-5-Q |
17335.89 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
4723.03 |
Day 38 |
Yes |
130.85 |
91-180 Days |
S-6-Q |
4272.32 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30509.60 |
Day 38 |
No |
2408.21 |
91-180 Days |
S-7-Q |
28538.99 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
761.51 |
Day 38 |
Yes |
68.41 |
7-30 Days |
E-1-Q |
756.66 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17574.71 |
Day 38 |
Yes |
1711.32 |
91-180 Days |
E-2-Q |
16490.38 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
31522.78 |
Day 38 |
Yes |
2155.98 |
7-30 Days |
IG-1-Q |
25665.62 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
608.06 |
Day 38 |
Yes |
33.69 |
7-30 Days |
IG-2-Q |
579.61 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
11730.69 |
Day 38 |
No |
382.79 |
91-180 Days |
C-1 |
9975.92 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
40599.66 |
Day 38 |
No |
3784.99 |
91-180 Days |
CB-4 |
33871.98 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6710.81 |
Day 38 |
No |
407.36 |
7-30 Days |
E-10 |
6498.94 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21788.76 |
Day 38 |
No |
943.65 |
31-90 Days |
E-3 |
22656.36 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15775.90 |
Day 38 |
No |
1454.43 |
<7 Days |
E-4 |
12648.33 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3441.37 |
Day 38 |
No |
298.14 |
<7 Days |
E-5 |
3226.32 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
12175.31 |
Day 38 |
Yes |
568.80 |
7-30 Days |
E-6 |
14198.60 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43422.40 |
Day 38 |
Yes |
1729.03 |
91-180 Days |
E-7 |
39067.42 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39188.65 |
Day 38 |
Yes |
1791.65 |
<7 Days |
E-8 |
43251.42 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3650.73 |
Day 38 |
Yes |
330.46 |
<7 Days |
E-9 |
3974.51 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |